FacultyFaculty/Author Profile

Wendell M. Faria

Paul, Hastings, Janofsky & Walker LLP

Washington, DC, USA


Wendell M. Faria is counsel at Paul, Hastings, Janofsky & Walker LLP, in Washington, D.C., where he specializes in the law of investment management, particularly on matters involving the federal securities laws. Mr. Faria worked at the Securities and Exchange Commission in various legal capacities from 1987 to 1994. Before leaving the Commission, he served as the Deputy Chief and the Acting Chief of the Office of Insurance Products in the SEC’s Division of Investment Management. Mr. Faria speaks frequently at conferences on investment management issues, and is an Adjunct Professor of Law at Georgetown University Law Center. He received his BBA degree from the Bernard M. Baruch College of the City University of New York in 1983, and his J.D. degree from the University of California at Berkeley, Boalt Hall School of Law in 1987. Mr. Faria is a member of the District of Columbia Bar.
Wendell M. Faria is associated with the following items:
Treatise Chapters  Treatise Chapters Status of Insurance Companies and Insurance Company Separate Accounts Under the Investment Company Act - Variable Annuities and Variable Life Insurance Regulation, Thursday, October 12, 2017
Closed-End Investment Companies; and Appendix 7A - Financial Product Fundamentals: Law, Business, Compliance (2nd Edition), Tuesday, November 14, 2017
Closed-End Investment Companies; and Appendix 33A - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
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