FacultyFaculty/Author Profile
Thomas A. Biolsi

Thomas A. Biolsi

PwC
Principal, Regulatory Consulting Practice
New York, NY, USA


Thomas A. Biolsi is the leader of the Asset Management Regulatory practice. He has 30 years of industry experience. Tom is a subject matter specialist on regulatory issues and serves PwC's financial services industry clients, helping asset managers in identifying, assessing, and controlling business, operational, and compliance risk.

Tom rejoined PwC after serving three years in the New York regional office of the SEC as associate regional director. At the SEC, Tom was responsible for the Investment Management Inspection Program in New York, overseeing more than 2,000 registrants with more than $10 trillion in assets under management. Tom also participated in programs for foreign regulators in Asia, Europe, and Central America.

Prior to serving as associate regional director at the SEC, Tom served as a managing director in PwC's Regulatory Consulting practice for 10 years. He developed a mock SEC audit inspection program and numerous other initiatives related to developing protocols and risk controls for the asset management industry. His expertise is frequently requested by regulators and by law firms on behalf of asset management firms. Tom also worked for seven years as a chief compliance officer for a global asset management organization.

Tom is a frequent speaker at numerous industry, regulatory, and academic-related compliance conferences.

Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.