transcript   Transcript

The Volcker Rule - Proprietary Trading

Recorded on: May. 11, 2017
Running Time: 01:15:09

Full Transcript:

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Taken from the Web Program The Volcker Rule 2017: What it Means for Financial Institutions and Markets recorded May, 2017 in New York.

The Volcker Rule - Proprietary Trading [01:15:09]
  • What proprietary trading does the Volcker Rule prohibit
  • Exemptions for underwriting, market-making and risk-mitigating hedging
  • Preparing for and surviving examinations
  • Violations and enforcement risk

Speakers: Jonathan Gould, Mary Louise Guttmann, Camille L. Orme, Margaret E. Tahyar, Curtis K. Tao

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Volcker Rule—Federal Reserve Issues Policy Statement Regarding Volcker Rule Conformance Period Extensions for “Illiquid Funds” (December 13, 2016)
    Camille L. Orme
  • President Trump Takes Initial Steps Aimed at Reshaping Financial Industry Regulation: Executive Order Requires Fundamental Reassessment of Existing Rules; Labor Department to Reexamine its “Fiduciary Rule” (February 4, 2017)
    Camille L. Orme
  • Debevoise & Plimpton LLP, Client Update: Federal Reserve Issues Guidance on Extended Transition Period for Illiquid Funds (December 13, 2016)
    Satish M. Kini
  • Debevoise & Plimpton LLP, Client Update: The Outlook for Financial Regulatory Reform Under President Trump (November 30, 2016)
    Satish M. Kini
  • Materials From Skadden, Arps, Slate, Meagher & Flom LLP
    William J. Sweet
Jonathan Gould ~ BlackRock
Mary Louise Guttmann ~ Capital Markets AGC, Wells Fargo
Camille L Orme ~ Sullivan & Cromwell LLP
Margaret E Tahyar ~ Davis Polk & Wardwell LLP
Curtis K Tao ~ Managing Director, Associate General Counsel--Bank Regulatory, Citigroup Global Markets, Inc.
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