transcript   Transcript

The Volcker Rule - Compliance and Conformance

Recorded on: May. 11, 2018
Running Time: 01:32:17

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program The Volcker Rule 2018: What It Means for Financial Institutions and Markets Recorded May, 2018 in New York [01:32:17]
  • Administering and improving a Volcker Rule compliance program
  • Supporting the CEO attestation
  • How to prepare for a compliance examination
  • How to address non-compliance and enforcement

(CFE Field of Study: Fraud)

Joerg Riegel, Christopher V. Scarpati, Rena Shadowitz, Curtis K. Tao

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Materials from Skadden, Arps, Slate, Meagher & Flom LLP
    William J. Sweet
  • The Federal Reserve’s Regulatory Agenda for Foreign Banking Organizations: What Lies Ahead for Enhanced Prudential Standards and the Volcker Rule (March 5, 2018)
    William J. Sweet
Joerg Riegel ~ Societe Generale
Rena Shadowitz ~ Bank of America Merrill Lynch
Curtis K. Tao ~ Managing Director, Deputy General Counsel--Bank Regulatory, Citigroup Global Markets, Inc.
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.