transcript   Transcript

The Special Role of the Securities Lawyer—Legal Ethics

Recorded on: Oct. 17, 2018
Running Time: 00:59:20

Full Transcript:



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Taken from the Web Program Securities Law and Practice 2018: How the SEC Works Recorded October 2018 in New York

The Special Role of the Securities Lawyer—Legal Ethics [00:59:20]
  • Duties to disclose
  • Reporting responsibilities
  • Attorney/Client Privilege
  • Who is the client?
The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
    Alexandra M. Arango, Sydney P. Sgambato, Charles F. Walker
Presentation Material
  • The Special Role of the Securities Lawyer - Legal Ethics
    Andrew M. Lawrence
  • (s)
    Andrew J. Donohue ~ Shearman & Sterling LLP
    Andrew M. Lawrence ~ Skadden Arps Slate Meagher & Flom LLP
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