transcript   Transcript

The Plan Perspective

Recorded on: Mar. 21, 2017
Running Time: 01:00:11

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Taken from the Web Program ERISA Fiduciary Investment Basics 2017 recorded March, 2017 in New York.

The Plan Perspective [01:00:11]

Chief Investment Officer of a company, whose responsibilities include supervising assets in that company’s Large Pension Plan, is interested in possibly investing in the new fund and meets with outside counsel to discuss:

  • How would CIO’s responsibilities and the responsibilities of the Large Pension Plan’s “named fiduciary” differ in this context as compared to the non-plan asset fund context?
  • Special features of such an investment
    • holding of plan assets abroad
    • impact of UBTI
    • the checklistof considerations in reviewing the offering documents
    • 5500 reporting and 408(b)(2) fee disclosure

Alicia C. McCarthy, Jeffrey Ross, Suzzanne Yao


The purchase price of this segment includes the following article from the Course Handbook available online:

  • ERISA Investor Checklist for Investment in a Hedge Fund (January 10, 2017)
    Alicia C. McCarthy
(s)
Alicia C McCarthy ~ Wachtell, Lipton, Rosen & Katz
Jeffrey Ross ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Suzzanne Yao ~ Managing Director and Associate General Counsel, Goldman, Sachs & Co.
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