transcript   Transcript

The Plan Perspective

Recorded on: Mar. 21, 2017
Running Time: 01:00:11

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program ERISA Fiduciary Investment Basics 2017 recorded March, 2017 in New York.

The Plan Perspective [01:00:11]

Chief Investment Officer of a company, whose responsibilities include supervising assets in that company’s Large Pension Plan, is interested in possibly investing in the new fund and meets with outside counsel to discuss:

  • How would CIO’s responsibilities and the responsibilities of the Large Pension Plan’s “named fiduciary” differ in this context as compared to the non-plan asset fund context?
  • Special features of such an investment
    • holding of plan assets abroad
    • impact of UBTI
    • the checklistof considerations in reviewing the offering documents
    • 5500 reporting and 408(b)(2) fee disclosure

Alicia C. McCarthy, Jeffrey Ross, Suzzanne Yao

The purchase price of this segment includes the following article from the Course Handbook available online:

  • ERISA Investor Checklist for Investment in a Hedge Fund (January 10, 2017)
    Alicia C. McCarthy
Alicia C McCarthy ~ Wachtell, Lipton, Rosen & Katz
Jeffrey Ross ~ Fried, Frank, Harris, Shriver & Jacobson LLP
Suzzanne Yao ~ Managing Director and Associate General Counsel, Goldman, Sachs & Co.
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.