transcript   Transcript

Securities Litigation: The Investigation: Coordinating Requests from Government Regulators

Recorded on: Apr. 7, 2017
Running Time: 01:03:26

Full Transcript:



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Taken from the Web Program Securities Litigation 2017: From Investigation to Trial recorded April, 2017 in New York.

Securities Litigation: The Investigation: Coordinating Requests from Government Regulators [01:03:26]
  • Practices and strategies for internal investigations
  • Considering the effect of regulatory proceedings on future civil actions
  • Defense and government perspectives on regulatory proceedings
  • Managing multiple proceedings

Moderator: Jonathan K. Youngwood
Katherine Goldstein, Adam S. Hakki, Brad S. Karp, Jonathan R. Tuttle

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Securities Enforcement: 2016 Mid-Year Review
    Adam S. Hakki
  • Second Circuit Accepts Controversial “Inflation-Maintenance” Theory of Securities Fraud Liability (October 5, 2016)
    Adam S. Hakki
  • Supreme Court Affirms That Pecuniary Benefit Not Required For Family Member Tips, But Declines to Address What Constitutes a Benefit in Other Contexts (December 7, 2016)
    Adam S. Hakki
  • D.C. Circuit Upholds Constitutionality of SEC Administrative Proceedings (August 16, 2016)
    Adam S. Hakki

Presentation Material

  • Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
    Katherine R. Goldstein, Adam S. Hakki, Brad S. Karp, Jonathan R. Tuttle, Jonathan K. Youngwood
(s)
Katherine R Goldstein ~ Milbank Tweed Hadley & McCloy LLP
Adam S Hakki ~ Shearman & Sterling LLP
Brad S Karp ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Jonathan R Tuttle ~ Debevoise & Plimpton LLP
Jonathan K Youngwood ~ Simpson Thacher & Bartlett LLP
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