transcript   Transcript

Securities Litigation: The Investigation: Coordinating Requests from Government Regulators

Recorded on: Apr. 7, 2017
Running Time: 01:03:26

Full Transcript:

If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program Securities Litigation 2017: From Investigation to Trial recorded April, 2017 in New York.

Securities Litigation: The Investigation: Coordinating Requests from Government Regulators [01:03:26]
  • Practices and strategies for internal investigations
  • Considering the effect of regulatory proceedings on future civil actions
  • Defense and government perspectives on regulatory proceedings
  • Managing multiple proceedings

Moderator: Jonathan K. Youngwood
Katherine Goldstein, Adam S. Hakki, Brad S. Karp, Jonathan R. Tuttle

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Securities Enforcement: 2016 Mid-Year Review
    Adam S. Hakki
  • Second Circuit Accepts Controversial “Inflation-Maintenance” Theory of Securities Fraud Liability (October 5, 2016)
    Adam S. Hakki
  • Supreme Court Affirms That Pecuniary Benefit Not Required For Family Member Tips, But Declines to Address What Constitutes a Benefit in Other Contexts (December 7, 2016)
    Adam S. Hakki
  • D.C. Circuit Upholds Constitutionality of SEC Administrative Proceedings (August 16, 2016)
    Adam S. Hakki

Presentation Material

  • Securities Litigation: The Investigation: Coordinating Requests from Government Regulators
    Katherine R. Goldstein, Adam S. Hakki, Brad S. Karp, Jonathan R. Tuttle, Jonathan K. Youngwood
Katherine R Goldstein ~ Milbank Tweed Hadley & McCloy LLP
Adam S Hakki ~ Shearman & Sterling LLP
Brad S Karp ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Jonathan R Tuttle ~ Debevoise & Plimpton LLP
Jonathan K Youngwood ~ Simpson Thacher & Bartlett LLP
Transcript FAQ's
  • How Can I Access Transcripts?
    You must be a Member in good standing.

  • Can I access the Video?
    Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

  • Can I get CLE credit for reading the transcript?
    No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.

  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.