FacultyFaculty/Author Profile
Scott W. Weinstein

Scott W. Weinstein

New York Life Insurance Co
Vice President, Corporate Compliance
New York, NY, USA


Scott Weinstein is a Vice President in the Corporate Compliance Department of New York Life Insurance Company.  Scott joined New York Life in 2000 and over time he has taken on roles with increasing responsibilities within the Corporate Compliance Department.  In part, his current role includes compliance oversight for New York Life’s affiliated broker dealer, NYLIFE Securities LLC and registered investment advisor, Eagle Strategies LLC.  Scott’s teams provide compliance support and guidance to the affiliated broker-dealer and registered investment advisor including periodic testing of the compliance programs to ensure adequacy and effectiveness with applicable securities laws, regulatory expectations and the firm’s policies and procedures.

Scott graduated from the State University of New York at Albany where he earned a Bachelor of Arts Degree with a double major in Psychology and Anthropology.  Scott then attended the City University School of Law at Queens College where he earned a Juris Doctor.  Scott is admitted to the Bar in New York and New Jersey.

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