Course Handbook  Course Handbook

SEC Reporting and Practice Skills Workshop for Lawyers 2018

Publication Date: January 2018 Number of Volumes: 1
ISBN Number: NA Page Count: 618 pages

From:

Download: Table of Contents    Index

Table of Contents
Chapter 1: Gary M. Brown, Ch. 1: Approaching Securities Law, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 2: SEC Institute, Interesting Web Sites for Public Companies
Chapter 3: U.S. Securities and Exchange Commission, Division of Corporation Finance, Filing Review Process (January 19, 2017)
Chapter 4: Gary M. Brown, Regulation FD Template: Policy on Communicating with Analysts, Security Holders and Others
Chapter 5: Gary M. Brown, Template: Press Release with Safe-Harbor Statement
Chapter 6: Gary M. Brown, Ch. 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 7: Gary M. Brown, Ch. 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 8: SEC Institute, SEC Frequent Comments: Recent Examples in Specific Areas (Updated September 2017)
Chapter 9: SEC Institute, Form 10-Q (Revised January 2017)
Chapter 10: Charles F. Walker, Katherine V. Lesker, Alexandra M. Arango, and Sydney P. Sgambato, Skadden, Arps, Slate, Meagher & Flom LLP, Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel
Chapter 11: Lori B. Metrock, Baker, Donelson, Bearman, Caldwell & Berkowitz, PC, Ch.18: Ethical Dilemmas in Preparation and Review of SEC Filings, Practising Law Institute, Securities Filings 2016: Practical Guidance in a Changing Environment
Chapter 12: SEC Institute, Form 8-K: General Filing Requirements (Revised January 2017)
Chapter 13: Latham & Watkins LLP, Desktop Reference: 8-K Filing Events (January 2016)
Chapter 14: Wilmer Cutler Pickering Hale and Dorr LLP, Keeping Current with Form 8-K: A Practical Guide (June 2017)
Chapter 15: Gary M. Brown, Ch.10: Regulation of Proxy Solicitations, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 16: U.S. Securities and Exchange Commission, Staff Observations in the Review of Executive Compensation Disclosure (October 9, 2007)
Chapter 17: U.S. Securities and Exchange Commission, Press Release, SEC Adopts Rule for Pay Ratio Disclosure: Rule Implements Dodd-Frank Mandate While Providing Companies with Flexibility to Calculate Pay Ratio (August 5, 2015)
Chapter 18: Gary M. Brown, Template: Related Party Transactions Policy
Chapter 19: SEC Institute, Reminder List—A Creative Approach to Writing Your MD&A (Revised January 2017)
Chapter 20: SEC Institute, SEC Guidance for Non-GAAP Measures (Revised January 2017)
Chapter 21: U.S. Securities and Exchange Commission, Compliance & Disclosure Interpretations: Non-GAAP Financial Measures (October 17, 2017)
Chapter 22: Boris Feldman, Wilson Sonsini Goodrich & Rosati, Navigating the Safe Harbor for Forward-Looking Statements
Chapter 23: In the Matter of Eric W. Kirchner and Richard G. Rodick, United State of America Before the Securities and Exchange Commission, Exchange Release No. 80947, AAER No. 3877, Administrative Proceeding File No. 3-18024 (June 15, 2017)
Chapter 24: Gary M. Brown, Template: Trading Plan
Chapter 25: Gary M. Brown, Template: Insider Trading Compliance Policy
Chapter 26: Gary M. Brown, Template: Social Media Policy
Chapter 27: Gary M. Brown, Table 7-1: Rule 144 Decision Tree, Ch. 7: Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)
Chapter 28: Gary M. Brown, Table 7-2: Comparison of Rule 144A, the 4(a)(1-1/2) Exemption and Section 4(a)(7) for Private Resale Transaction, Ch. 7: Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook (Sixth Edition)

This Course Handbook was compiled for the program, SEC Reporting and Practice Skills Workshop for Lawyers 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Gary M Brown, Nelson Mullins Riley & Scarborough LLP
George M Wilson, MBA, CPA, SEC Institute, a Division of PLI
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.