FacultyFaculty/Author Profile

Richard Holley III

U.S. Securities and Exchange Commission
Assistant Director, Division of Trading and Markets
Washington, DC, USA


Richard Holley III serves as an Assistant Director at the U.S. Securities and Exchange Commission in the Division of Trading & Markets’ Office of Market Supervision, where he focuses on national securities exchanges and market structure for equities and listed options.  Prior to the Commission, Mr. Holley was an associate attorney in the Financial Services Group at Dechert LLP, where he focused on investment company regulation.  Prior to that, Mr. Holley was a Senior Project Executive at a market research agency in Prague, Czech Republic.  Mr. Holley graduated magna cum laude from Bates College and received his J.D., with honors, from the University of North Carolina Chapel Hill School of Law.
Richard Holley III is associated with the following items:
Web Segment  Web Segment Workshop E: Trading and Markets - SEC Speaks in 2017, Tuesday, February 28, 2017
MP3 Audio  MP3 Audio Workshop E: Trading and Markets - Workshop E: Trading and Markets, Tuesday, February 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Workshop E: Trading and Markets - Workshop E: Trading and Markets, Tuesday, February 28, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.