transcript   Transcript

Review of Significant White Collar Cases and Recent Developments

Recorded on: Oct. 9, 2018
Running Time: 01:13:37

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Taken from the Web Program White Collar Crime 2018: Prosecutors and Regulators Speak Recorded October 2018 in New York

Review of Significant White Collar Cases and Recent Developments [01:13:37]
  • What are current priorities for prosecutors and regulators?
  • How are the major enforcement agencies coordinating their efforts?
  • How can defense counsel – including counsel for companies and individuals – effectively represent their clients in the current enforcement environment?

Panel Leader: Nicolas Bourtin
Speakers: Marc P. Berger, Seth D. DuCharme, James M. McDonald, Lisa Zornberg

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • The Psychology of White-Collar Crime, and Why It Matters, New York Law Journal (January 9, 2018)
    Nicolas Bourtin
  • Sullivan & Cromwell LLP, DOJ Announces New Policy to Encourage Coordination Among DOJ and Agencies Imposing Penalties for the Same Conduct (May 10, 2018)
    Nicolas Bourtin
  • Sullivan & Cromwell LLP, Lucia v. SEC: U.S. Supreme Court Holds That SEC Administrative Law Judges Are “Officers” of the United States (June 22, 2018)
    Nicolas Bourtin
  • Gayle E. Littleton, David Bitkower, Coral A. Negron and Molly J. Davis, Jenner & Block LLP, Investigations, Compliance and Defense, Panasonic and Subsidiary Panasonic Avionics Corporation Pay Over $280 Million in Penalties and Disgorgement to Resolve Foreign Corrupt Practices Act and Accounting Fraud Violations (May 14, 2018)
    Katya Jestin
  • Katya Jestin, Reid J. Schar, Wade A. Thomson, Sarah F. Weiss and Emily K. McWilliams, Jenner & Block LLP, Investigations, Compliance and Defense, Update: Sports Betting and AML Compliance (May 17, 2018)
    Katya Jestin
  • United States v. Allen, No. 16-898 (2d Cir. 2017)
  • James McDonald, Director, U.S. Commodity Futures Trading Commission, Statement (January 29, 2018)
  • Rod Rosenstein, U.S. Deputy Attorney General, Office of the Attorney General, U.S. Department of Justice, Speech, Remarks as Prepared for Delivery Before the New York City Bar White Collar Crime Institute (May 9, 2018)
  • Memo from Rod J. Rosenstein, U.S. Deputy Attorney General, Office of the Attorney General, U.S. Department of Justice, to Heads of Department Components, United States Attorneys, Re: Policy on Coordination of Corporate Resolution Penalties (May 9, 2018)
  • Offices of the United States Attorneys, United States Department of Justice, 9-28.000— Principles of Federal Prosecution of Business Organizations (November 2015)
  • Offices of the United States Attorneys, United States Department of Justice, 1-12.000— Coordination of Parallel Criminal, Civil, Regulatory, and Administrative Proceedings (May 2018)
Presentation Material
  • U.S. Department of Justice, Office of the Deputy Attorney General, Policy on Coordination of Corporate Resolution Penalties
    Nicolas Bourtin
  • (s)
    Marc P. Berger ~ Regional Director, New York Regional Office, U.S. Securities and Exchange Commission
    Nicolas Bourtin ~ Sullivan & Cromwell LLP
    Seth D. DuCharme ~ Chief, Criminal Division, United States Attorney’s Office, Eastern District of New York
    James M. McDonald ~ Director, Division of Enforcement, Commodity Futures Trading Commission
    Lisa Zornberg ~ Chief, Criminal Division, United States Attorney's Office, Southern District of New York
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