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Showing 1 - 25 of 304 Results

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PLI's Guide to the Sarbanes-Oxley Act for Business Professionals

Treatise  Treatise

Published: January 2005

PLI’s Guide to the Sarbanes-Oxley Act for Business Professionals is an ideal source of practical information on this high-impact legislation — comprehensive yet concise, authoritative yet affordable.   John T. Bostelman, the author of PLI’s definitive three-volume Public Company Deskbook, has distilled the essence of this groundbreaking act, providing everything that a busy professional like you really needs to know about ...

PLI's Guide to the Securities Offering Reforms

Treatise  Treatise

Published: October 2005

PLI’s Guide to the Securities Offering Reforms shows you how these dramatic 2005 changes have expanded permissible communications in connection with registered offerings, clarified the liability framework applicable to such offerings under the Securities Act, and streamlined the securities registration process. You’ll get all the need-to-know reform details about “automatic shelf registration” for large issuers, a simpler and more flexible registration ...

International Corporate Practice: A Practitioner's Guide to Global Success

Treatise  Treatise

Published: November 2007
Last Updated: February 2017

International Corporate Practice provides guidance on building a comprehensive global legal department, including advice on structuring, staffing, and budgeting, as well as the use of foreign legal consultants and outsourcing. Written by some of the nation’s leading corporate attorneys, International Corporate Practice helps you to: Develop compliance programs that minimize clients’ legal exposure in foreign markets Commercialize ...

Working with Contracts: What Law School Doesn't Teach You (2nd Edition)

Treatise  Treatise

Published: May 2008

Working with Contracts is a step-by-step handbook that provides the nuts and bolts of transactions and the practical, legal, business, and technical knowledge essential to drafting customized agreements that meet clients’ objectives. It advices readers how to: understand how contract provisions work adapt reliable drafting precedents avoid drafting errors, omissions, and ambiguities include and coordinate requirements that ensure ...

Sinclair on Federal Civil Practice

Treatise  Treatise

Published: November 2008
Last Updated: June 2017

Sinclair on Federal Civil Practice is designed to give quick and authoritative answers for issues arising in federal civil litigation and to serve as a concise guide to the principal rules and tactical considerations guiding lawsuits in the federal courts. This two-volume treatise starts with the layout of the court system and the nature of its key personnel, followed by jurisdiction and venue principles, and then turns to the sequence of litigation, ...

Conducting Due Diligence in a Securities Offering

Treatise  Treatise

Published: April 2009
Last Updated: August 2013

Conducting Due Diligence in a Securities Offering provides you with clear, step-by-step legal and procedural information that helps attorneys conduct thorough investigations of a company’s records and executives prior to an acquisition — and reduce the potential for legal problems down the road. Featuring case histories that illustrate proper due diligence techniques, this practical guide instructs on gathering necessary information under ...

Personal Bankruptcy Answer Book

Answer Book  Answer Book

Published: June 2010

Personal Bankruptcy Answer Book provides essential working knowledge of consumer bankruptcy in a question-and-answer format. The book provides concise explanations of Chapter 7 and Chapter 13 bankruptcy standards, procedures, advantages, drawbacks, and challenges. Included is key guidance on filing requirements, document drafting, the complex means test, and Chapter 13 repayment plan formulation. Personal Bankruptcy Answer Book was written as a ...

The Corporate Tax Practice Series: Strategies for Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2009(CHB/CD-ROM Combo)

Handbook  Course Handbook

Course Handbook on CD-ROM from the program The Corporate Tax Practice Series: Strategies for Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2009, held October, 2009.

Covered Bonds Handbook

Treatise  Treatise

Published: August 2010
Last Updated: August 2014

With the possibility of new legislation coming that would create a statutory framework for covered bonds in the U.S., Covered Bonds Handbook arrives at an ideal time for you, as it: Shows how covered bonds have been prominent financing tools in Europe for centuries. Shows the many benefits of covered bonds, including potential advantages over securitization and comparative funding costs. Explains how covered bond transactions are ...

Securities Investigations: Internal, Civil and Criminal (2nd Edition)

Treatise  Treatise

Published: August 2010
Last Updated: August 2017

Securities Investigations provides the legal knowledge and practical strategies necessary to deal effectively with government investigations and internal investigations. The treatise guides attorneys in: conducting internal investigations; cooperating with the SEC and DOJ during investigations in ways that protect clients’ interests; implementing effective compliance measures; designing compliance programs that avoid common compliance deficiencies ...

Sovereign Wealth Funds

Treatise  Treatise

Published: September 2010

Although they’ve existed for many years, the first decade of the 21st century saw a substantial surge in the assets of sovereign wealth funds (SWFs). This, coupled with a more aggressive investment style, has resulted in a much greater awareness, by both governments and the public, of SWF activity. In turn, this has generated an ongoing policy debate about the proper role of government regulation and taxation of these funds. In Sovereign ...

Pro Bono Service by In-House Counsel: Strategies and Perspectives

Treatise  Treatise

Published: October 2010

“Offers essential guidance as to why such pro bono services should be undertaken, how such programs should be structured, examples of such programs, lessons learned, and tips for service providers, lawyers, and clients.” — Judge Robert A. Katzmann, U.S. Court of Appeals for the Second Circuit Pro bono service in corporations, once unusual, is now the norm. Gathering together the wide-ranging experiences of in-house corporate ...

Equipment Leasing-Leveraged Leasing (5th Edition)

Treatise  Treatise

Published: November 2010
Last Updated: September 2017

Hailed as “authoritative” by the Tax Executive, Equipment Leasing–Leveraged Leasing provides readers with the comprehensive legal, tax, economic, accounting, environmental, and insurance information and advice needed to develop and implement leasing deals that maximize rewards and minimize risks. Written by more than thirty leading leasing authorities, and featuring hundreds of pages of sample forms, checklists, and documents that ...

Mergers, Acquisitions and Tender Offers: Law and Strategies - Corporate, Securities, Taxation, Antitrust, Cross Border

Treatise  Treatise

Published: November 2010
Last Updated: November 2017

Mergers, Acquisitions and Tender Offers provides you with battletested, real-world advice on the entire M&A process. Packed with best practices, planning tips, checklists, and sample documents, this treatise offers comprehensive coverage of all aspects of the deal, such as: Contract law (including drafting issues and due diligence), Corporate and federal securities law (including voting and appraisal rules and registration requirements ...

Outsourcing: A Practical Guide to Law and Business

Treatise  Treatise

Published: February 2011
Last Updated: January 2013

In today’s global economy, companies are engaging in enterprise-wide outsourcing efforts while increasing their outsourcing of various business processes such as payroll and benefits administration. Outsourcing: A Practical Guide to Law and Business examines different types of outsourcing, special considerations for outsourcing to India and China, and the life cycle of a typical outsourcing transaction. This treatise guides you on how to organize ...

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era (2nd Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2017

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations. Written by leading  practitioners who have successfully advised and defended many companies in Sarbanes-Oxley and Dodd-Frank whistleblower actions and covering ...

The Securities Law of Public Finance (3rd Edition)

Treatise  Treatise

Published: September 2011
Last Updated: September 2017

Written by one of the most respected figures in the field, author and practitioner Robert A. Fippinger, The Securities Law of Public Finance covers every vital area, from finance structuring to securities distribution to the many regulatory changes made in response to the economic downturn. It takes you through each aspect of the regulatory framework controlling the issuance and trading of municipal securities, with special attention to disclosure ...

Corporate Legal Departments: Practicing Law in a Corporation (4th Edition)

Treatise  Treatise

Published: November 2011
Last Updated: October 2017

Corporate Legal Departments: Practicing Law in a Corporation is an invaluable resource for in-house attorneys, providing guidance on how to: Detect and prevent internal legal problems Contribute to the development of corporate business plans and pursuit of new business opportunities Make the corporate legal department more productive at less cost Maximize the value of digital technologies Use cost-effective litigation ...

Mutual Funds and Exchange Traded Funds Regulation

Treatise  Treatise

Published: November 2011
Last Updated: November 2017

Mutual Funds and Exchange Traded Funds Regulation offers definitive and up-to-date legal and compliance information, helping practitioners to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors and other exemptions Use SEC-approved methods of valuating mutual fund shares Ensure ...

Broker-Dealer Regulation (2nd Edition)

Treatise  Treatise

Published: November 2011
Last Updated: September 2017

Updated to ensure coverage of the latest laws and regulations governing broker-dealers, the second edition of Broker-Dealer Regulation provides comprehensive and practical overview of the many requirements of this highly regulated area. This two-volume work instructs on how brokerage firms can satisfy SEC/SRO standards, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution standards  ...

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law

Treatise  Treatise

Published: December 2011
Last Updated: October 2017

Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law guides practitioners through the maze of statutory, SEC, and state standards impacting investment advisers, as well as provides advice on the practical aspects of building a practice. This book clarifies key status issues that determine registration and disclosure duties as well as liability exposure. It provides guidance and instruction on how to: File and update ...

Soderquist on Corporate Law and Practice

Treatise  Treatise

Published: August 2012
Last Updated: August 2016

Soderquist on Corporate Law and Practice provides a comprehensive view of corporate law and practice, discussing fundamental concepts, practice considerations, and recent developments. It presents the ways in which specialized areas of corporate law, particularly federal securities law and the law of unincorporated entities, intersect with and relate to corporate law. Covering all the major jurisdictions, including the Delaware General Corporation ...

Financial Services Regulation Deskbook

Treatise  Treatise

Published: October 2012
Last Updated: March 2017

Financial Services Regulation Deskbook covers the significant changes made to the regulation of financial services institutions by the Dodd-Frank Wall Street Reform and Consumer Protection Act and subsequent implementing regulations. It is organized by subject matter and provides commentary on the practical effects of the legislation on industry practice, including identifying areas of legal ambiguity that must be solved only by advocacy with the ...

Initial Public Offerings: A Practical Guide to Going Public

Treatise  Treatise

Published: November 2012
Last Updated: October 2017

"There is a valuable new treatise, called “Initial Public Offerings: A Practical Guide to Going Public,” that is quickly becoming the bible of the I.P.O. market." —"The Deal Professor" Steven M. Davidoff Read the entire New York Times Dealbook article by "The Deal Professor" Steven M. Davidoff by clicking . Initial Public Offerings: A Practical Guide to Going Public, Second Edition, provides expert guidance on how to create ...

Securities Law and Practice Deskbook

Treatise  Treatise

Published: November 2012
Last Updated: September 2017

In one concise volume, the sixth edition of Securities Law and Practice Deskbook features step-by-step checklists for advisers in the securities arena. This practical treatise enables securities counsel to help corporate entities: Deal effectively with the Securities Act registration process—focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses and the due diligence necessary ...

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