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Hedge Fund Regulation (2nd Edition)

Treatise  Treatise

Published: November 2012
Last Updated: October 2017

Covering one of the most dynamic and rapidly changing sectors of the asset management industry, Hedge Fund Regulation, is designed to provide comprehensive understanding of hedge funds, from their history and investment strategies to the legal and compliance considerations affecting their structuring, management and market activities. It provides a single source that examines all aspects of these innovative investment vehicles and addresses current ...

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation (Second Edition)

Treatise  Treatise

Published: April 2014
Last Updated: January 2018

Derivatives Deskbook: Close-Out Netting, Risk Mitigation, Litigation is a comprehensive resource for all users of swap agreements and derivatives, from financial institutions to corporate end-users. This treatise: defines the key terminology and identifies the major players, discusses the full range of required documentation, highlights best practices for the legal risk management of derivatives, and includes numerous practice-tested ...

How to Prepare an Initial Public Offering 2017

Handbook  Course Handbook

Course Handbook from the program How to Prepare an Initial Public Offering 2017, held April, 2017.

Global Capital Markets & the U.S. Securities Laws 2017

Handbook  Course Handbook

Course Handbook from the program Global Capital Markets & the U.S. Securities Laws 2017, held April, 2017.

Basics of Mutual Funds and Other Registered Investment Companies 2017

Handbook  Course Handbook

Course Handbook from the program Basics of Mutual Funds and Other Registered Investment Companies 2017, held April, 2017.

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

Handbook  Course Handbook

Course Handbook from the program Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, held April, 2017.

Enforcement 2017: Perspectives from Government Agencies

Handbook  Course Handbook

Course Handbook from the program Enforcement 2017: Perspectives from Government Agencies, held May, 2017.

Financial Services Mediation Answer Book (2017 Edition)

Answer Book  Answer Book

Published: June 2017

Financial Services Mediation Answer Book provides detailed guidance, in question-and-answer format, on all aspects of mediating disputes involving financial services. More than 40 attorneys contributed to this book, reflecting a wide range of experiences, observations and perspectives, on both the plaintiff and defense sides. The book includes discussion of the decision to mediate, the roles of the participants to a mediation, choosing a mediator ...

Fundamentals of Investment Adviser Regulation 2017

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Investment Adviser Regulation 2017, held June, 2017.

Eighteenth Annual Private Equity Forum

Handbook  Course Handbook

Course Handbook from the program Eighteenth Annual Private Equity Forum, held July, 2017.

Understanding the Securities Laws 2017

Handbook  Course Handbook

Course Handbook from the program Understanding the Securities Laws 2017, held July, 2017.

Fundamentals of Broker-Dealer Regulation 2017

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Broker-Dealer Regulation 2017, held July, 2017.

Hedge Fund Management 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund Management 2017, held September, 2017.

Exempt and Hybrid Securities Offerings (Third Edition)

Treatise  Treatise

Published: September 2017

    This book provides comprehensive guidance on how to structure exempt and hybrid securities offerings.  Packed with checklists, transactional timelines, SEC guidance, and a wealth of labor-saving sample documents, the third edition of Exempt and Hybrid Securities Offerings offers the relative advantages and drawbacks of the most commonly used forms of exempt and hybrid offerings. It clearly explains: the mechanics of ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2017

Handbook  Course Handbook

Course Handbook from the program Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2017, held October, 2017.

Fundamentals of Swaps & Other Derivatives 2017

Handbook  Course Handbook

Course Handbook from the program Fundamentals of Swaps & Other Derivatives 2017, held October, 2017.

Advanced Swaps & Other Derivatives 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Swaps & Other Derivatives 2017, held October, 2017.

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Handbook  Course Handbook

Course Handbook from the program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017, held November, 2017.

Advanced Venture Capital 2017

Handbook  Course Handbook

Course Handbook from the program Advanced Venture Capital 2017, held December, 2017.

New Developments in Securitization 2017

Handbook  Course Handbook

Course Handbook from the program New Developments in Securitization 2017, held December, 2017.

Taxation of Financial Products and Transactions 2018

Handbook  Course Handbook

Course Handbook from the program Taxation of Financial Products and Transactions 2018, held January, 2018.

Understanding Financial Products 2018

Handbook  Course Handbook

Course Handbook from the program Understanding Financial Products 2018, held January 2018.

Securities Offerings 2018: A Public Offering from Start to Finish

Handbook  Course Handbook

Course Handbook from the program Securities Offerings 2018: A Public Offering from Start to Finish, held March 2018.

How to Prepare an Initial Public Offering 2018

Handbook  Course Handbook

Course Handbook from the program How to Prepare an Initial Public Offering 2018, held April 2018.


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