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Insider Trading Law 2018

Program  Program

Why You Should Attend Over the last decade, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain so for some time to come. Following the Second Circuit’s decision on tippee liability in Newman, and the Ninth Circuit’s decision on the same issue in Salman, the law’s contours were in flux. But then the Supreme Court agreed to hear the Salman appeal, and in December 2016, the Court issued ...

Global Investment Funds 2018

Program  Program

Why You Should Attend Asset managers today have a global presence and investment funds are built and designed with a view to cross-border distribution. As a result, legal and compliance professionals have an increasing need to identify and understand the legal framework applying to global investment funds.  This program will target those issues that are involved with offering cross-border services to non-US clients and foreign advisers offering ...

Hot Issues in Executive Compensation 2018

Program  Program

Why You Should Attend As the economy shifts and the legislature, SEC, and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. At this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the ...

USPTO Post-Grant Patent Trials 2018: Change & Recalibration

Program  Program

Why You Should Attend The Patent Trial and Appeal Board (PTAB) continues to evolve at a dizzying pace.  For 2018, the Board has significantly recalibrated such trial mechanisms as remand, amendment, and follow-on petitions.  In parallel, the Federal Circuit has softened the appeal bar in WiFi One, and the Supreme Court continues to examine potential changes to PTAB institution practices.  As stakeholders try to stay abreast of the most ...

49th Annual Estate Planning Institute

Program  Program

In addition to the credits listed to the right, this program also offers credit for CFP certification. The 49th Annual Estate Planning Institute has been approved by the CFP Board for 14 CE credits. Why You Should Attend The Reconciliation Act of 2017 (the “2017 Act”), which was enacted on December 22, 2017, included significant changes to the federal transfer tax regime and related income tax provisions.  This program will review ...

Form 10-K In-Depth Workshop 2018

Workshop  Workshop

Why You Should Attend A hands-on Workshop designed to give participants a mastery of the Form 10-K requirements, and takeaways on how to improve 10-K disclosures. Interactive discussions involving example 10-Ks will enhance your understanding of each item, with particular focus given to the Management’s Discussion & Analysis (MD&A) section. Workshop leaders will guide Participants through Form 10-K item-by-item, using PLI’s SEC ...

Securities Arbitration 2018

Program  Program

Why You Should Attend This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for the use of experts and discovery in arbitration proceedings. They will explore the ethical challenges involved in technology and security in arbitration and mediations ...

Representing Children in Immigration Matters 2018: Effective Advocacy and Best Practices

Program  Program

Why You Should Attend Attorneys and other advocates who represent children in immigration matters will learn about recent developments in law and policy with regard to important protections available to immigrant children, including Special Immigrant Juvenile Status (SIJS) and asylum.  Experienced faculty will examine problem-solving strategies for addressing common issues that arise in children’s cases. What You Will Learn   ...

New York Housing Law for the Low-Income Client 2018

Program  Program

Why You Should Attend This program provides an overview of New York law that affects many low-income tenants, including eligibility for subsidies, procedures for challenging denials and terminations of subsidies, an overview of New York City Housing Authority Administrative (NYCHA) administrative proceedings, and Housing Court practice and procedure basics. Whether you already work in this field or are considering taking a pro bono case, you will ...

Bridge-the-Gap I: Ethics and Skills for Newly Admitted New York Attorneys 2018

Program  Program

Why You Should Attend With law school behind you, it's now time to learn the ethics and skills lessons that are helpful to know before you start practicing, but tend to arise when you're already on the job.  Knowing how to navigate a range of ethical pitfalls, polishing your writing and communications for clients and colleagues, as well as honing your negotiation preparation approach - are all skills and knowledge that are "nice to know" ...

Intellectual Property Law Institute 2018

Program  Program

Why You Should Attend PLI’s Intellectual Property Law Institute is a “must-attend” program for IP lawyers. This program provides a complete analysis of key events in all areas of IP, including updates on cases, legislation and government agency developments that all IP lawyers need to know. Listen to a panel of in-house IP counsel from prominent companies discuss best practices and strategies for confronting IP issues. Plenary sessions ...

White Collar Crime 2018: Prosecutors and Regulators Speak

Program  Program

Why You Should Attend In recent years, the Department of Justice, SEC, CFTC, and other U.S. and foreign agencies have pressed forward with a white collar enforcement program of unprecedented scope and severity. The changes in the U.S. administration have created additional uncertainty about what to expect in this arena, but based on public statements of recent appointees, the government appears to remain committed to the prosecution of individuals ...

Think Like a Lawyer, Talk Like a Geek 2018: Get Fluent in Technology

Program  Program

Why You Should Attend Your clients’ needs are constantly changing, due to the rapid evolution of technology.  On any given day, one client informs you that its retail website serves customers in the U.S. and Europe and collects useful data on those customers.  Another client wants to monetize its customer data and offer it to third parties who may use it for targeted marketing.  All your clients need legal advice on regulations ...

Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding

Program  Program

Why You Should Attend Alternative finance continues to drive significant engagement with the investment community.  But it also raises many more questions than answers, such as:    What does the future hold for marketplace lending, cryptocurrency and crowdfunding?  Will it be a boom or bust?  Will ICOs displace traditional capital-raising?  Will blockchain technology and distributed ledger technology supplant ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018

Program  Program

Why You Should Attend The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This program will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest issues, trends and risks in regulatory compliance oversight.  The list of risk areas continues to grow, with examiners ...

Patent Office Exam Course 2018

Program  Program

Please note: You MUST use a .edu email address as your primary email address in order to get the student discount automatically. By doing so, you certify that you are a currently enrolled student and that you are not buying the course for someone who is not currently a student. If you have any questions in this regard or would like to ask about a discount even though you are not a student (e.g., unemployed, government attorney), do not hesitate to ...

Hot Topics in Mergers & Acquisitions 2018

Program  Program

Why You Should Attend M&A activity in 2017 was strong, if lumpy. The impact of the evolving regulatory environment in the U.S. and the effects in Europe of the UK Brexit rollout continue to unfold. In this quickly evolving and uncertain environment, it is critical for dealmakers and their counsel to stay abreast of the latest trends and forecasts. What is driving the continued activity levels, and are those underlying factors sustainable? How ...

SEC Reporting Skills Workshop 2018

Workshop  Workshop

Why You Should Attend Designed for accounting and financial reporting professionals, this Workshop will help you build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms. Participants will learn the structure and details of Forms 10-K, 10-Q, and 8-K, with particular emphasis on challenging and complex disclosures and how to effectively use the SEC’s ...

"Technotainment" 2018: Distributing Content Across Multiple Platforms

Program  Program

Why You Should Attend At the crossroads of the entertainment and technology industries, there lies a challenging yet burgeoning field. A myriad of unexplored possibilities and unrealized financial returns await the resourceful legal practitioner, but accompanying this landscape are provocative complexities and large economic risks. With technology in a constant state of flux and its ramifications an ever a moving target, how ready are you to offer ...

Securities Law and Practice 2018: How the SEC Works

Program  Program

Why You Should Attend Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the ...

Broker/Dealer Regulation and Enforcement 2018

Program  Program

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This program will address the many significant developments and trends in the regulation and oversight of broker-dealers.  As uncertainty remains around whether any major regulatory change will  be forthcoming,  the regulators are forging  ahead with their regulatory agendas and priorities.  The DOJ, SEC, CFTC, ...

Nonprofit Organizations 2018: Governance, Reporting, and Compensation Issues

Program  Program

Why You Should Attend This program will address the unique regulatory issues that impact the nonprofit sector. Expert faculty will discuss best practices, compliance issues, and reporting obligations, and also help you stay current with the latest developments and complex rules governing the nonprofit sector. What You Will Learn   Governance and conflicts of interest compliance: regulations, enforcement and standards of accountability  ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2018

Program  Program

This three-day program will focus on the tax issues presented by the entire spectrum of modern major corporate transactions, from single-buyer acquisitions of a division or subsidiary to multi-party joint ventures, cross-border mergers, and complex acquisitions of public companies with domestic and foreign operations, including spin-offs and other dispositions of unwanted operations.  Tax Strategies 2018 will be the most comprehensive and insightful ...

Employment Law Institute 2018

Program  Program

Why You Should Attend This two-day event offers a comprehensive review of case law and regulatory developments, an in-depth analysis of emerging issues, and best practices, designed to maximize employment law compliance, mitigate legal risk and achieve business objectives. The faculty is comprised of nationally recognized management and plaintiffs’ attorneys, members of the judiciary, in-house counsel and government enforcement agency officials ...

The Ethics of Electronic Information 2018: Competence, Confidentiality, and Other Ethical Conundrums

Program  Program

Why You Should Attend Electronic information is all-pervasive and its use and misuse can pose serious ethical problems for attorneys. Attorneys use electronic information to communicate with the public and with clients, to advertise their services, and to prosecute and defend litigation. Electronic communications have now expanded to include social media and that media poses expanded opportunities and risks for attorneys. Our faculty, which consists ...


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