• May. 4, 2018

On April 18, the SEC proposed a comprehensive rule set governing the fiduciary duty and standard of conduct applicable to broker-dealers and advisers that provide investment advice to retail investors.  The proposed rules would require BD/IAs to summarize their relationship to investors; establish a BD best interest standard of conduct when recommending securities transactions; restrict the use of the term "adviser" or "advisor" by broker-dealers ...

• May. 15, 2018 New York, NY

• May. 15, 2018 Webcast

• May. 15, 2018 New Brunswick, NJ
• May. 15, 2018 Pittsburgh, PA
• May. 15, 2018 Mechanicsburg, PA
• May. 15, 2018 Cleveland, OH
• May. 15, 2018 Philadelphia, PA
• May. 15, 2018 Atlanta, GA
• May. 15, 2018 Indianapolis, IN

In addition to the credits listed to the right, this program also offers credit for CFP certification. Pension Plan Investments 2018: Current Perspectives has been approved for 7.50 CE credits. Why You Should Attend Experienced practitioners in the area of pension investment law, together with senior representatives of the Department of Labor, will give their perspectives, and illuminate issues, on current topics and recent developments. Continued ...

• Aug. 6 - 7, 2018 New York, NY

• Aug. 6 - 7, 2018 Webcast

• Aug. 6 - 7, 2018 Cleveland, OH
• Aug. 6 - 7, 2018 Boston, MA
• Aug. 6 - 7, 2018 Philadelphia, PA
• Aug. 6 - 7, 2018 Indianapolis, IN
• Aug. 6 - 7, 2018 Pittsburgh, PA
• Aug. 6 - 7, 2018 Atlanta, GA
• Aug. 6 - 7, 2018 Mechanicsburg, PA
• Aug. 6 - 7, 2018 New Brunswick, NJ

Why You Should Attend PLI’s popular two-day program ERISA 2018: The Evolving World, is a must for ERISA and benefits practitioners. Our experienced faculty of leading ERISA attorneys will discuss a broad array of topics, including evolving fiduciary standards from the DOL, SEC and states, evolving trends in the offering of investment products and services, the latest issues affecting both financial institutions and plan sponsors, trends in asset ...

• Sep. 21, 2018 New York, NY

• Sep. 21, 2018 Webcast

• Sep. 21, 2018 Indianapolis, IN
• Sep. 21, 2018 Atlanta, GA
• Sep. 21, 2018 Cleveland, OH
• Sep. 21, 2018 Boston, MA

Mark Your Calendar. More Information To Come!

• Oct. 26, 2018 New York, NY

• Oct. 26, 2018 Webcast