FacultyFaculty/Author Profile

Pramit K. Das

FINRA
Assistant Director
Advertising Regulation Department
Rockville, MD, USA


Pramit Das is the Assistant Director of FINRA's Advertising Regulation Department. In this role, his responsibilities include managing two filings review groups, assisting with administration of the filings review program, developing and maintaining the Department's technology needs, providing education to members, FINRA staff and other regulatory staff and, participating in certain rule amendment and rule making projects as necessary. He served in the same role at NASD before its 2007 consolidation with NYSE Member Regulation. Prior to joining NASD in 1994, Mr. Das worked for Metropolitan Life Insurance Company and Arthur Andersen & Co. He holds an M.B.A. from the University of Maryland, College Park, and an M.A. in Financial Economics from Clemson University, Clemson, SC. He was also Series 7 and 63 registered.

 

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