FacultyFaculty/Author Profile
Panayiota K. Bougiamas

Panayiota K. Bougiamas

U.S. Securities & Exchange Commission
Assistant Regional Director, Asset Management Unit, Division of Enforcement
New York, NY, USA


Panayiota (“Toula”) K. Bougiamas is an Assistant Regional Director in the SEC Division of Enforcement’s Asset Management Unit. Toula is based in the New York Regional Office and oversees a staff of attorneys and industry experts. Toula and her group specialize in investigating and litigating matters involving investment advisers, investment companies, mutual funds, hedge funds, private equity funds and other investment vehicles managed by investment advisers. Prior to joining the Asset Management Unit in 2010, Toula investigated and litigated a number of diverse matters, including several financial fraud cases. Toula joined the New York Regional Office in 2001 after a two year clerkship in the United States Court of International Trade. She received her B.S. from Cornell University and her J.D. from Brooklyn Law School, where she was a member of the Brooklyn Law Review and Editor of the Second Circuit Review.
Panayiota K. Bougiamas is associated with the following items:
Web Segment  Web Segment Identifying and Dealing with Conflicts: The Regulatory Perspective - Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Thursday, April 27, 2017
MP3 Audio  MP3 Audio Identifying and Dealing with Conflicts: The Regulatory Perspective - Identifying and Dealing with Conflicts: The Regulatory Perspective, Thursday, April 27, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Identifying and Dealing with Conflicts: The Regulatory Perspective - Identifying and Dealing with Conflicts: The Regulatory Perspective, Thursday, April 27, 2017
On-Demand Web Programs  On-Demand Web Programs Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Friday, April 28, 2017, New York, NY
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.