transcript   Transcript

Overview of 4(a)(2) and Regulation D

Recorded on: May. 24, 2017
Running Time: 00:46:20

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2017 recorded May, 2017 in New York.

Overview of 4(a)(2) and Regulation D [00:46:20]
  • Section 4(a)(2) overview and conducting a 4(a)(2) Offering
  • Basics of Regulation D
  • Changes to accredited investor definition; accredited investor study
  • Bad actor disqualification and practical steps to address bad actor rules 

Martin P. Dunn, Thomas J. Kim

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Private Placements—An Overview
    Anna T. Pinedo, James R. Tanenbaum
  • Summary Chart of Exempt Offering Alternatives
    Anna T. Pinedo
  • Investor Criteria for U.S. Private Placements and Other Offerings
    Anna T. Pinedo
Martin P Dunn ~ Morrison & Foerster LLP
Thomas J Kim ~ Sidley Austin LLP
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