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Showing 1 - 25 of 186 Results

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Current Topics in Professional Ethics for Accountants and Attorneys -- Current Topics in Professional Ethics for Accountants and Attorneys

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From the program: Current Topics in Professional Ethics for Accountants and Attorneys

Recorded on: Jul. 18, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics  [01:30:35] Upon the successful completion of this program, the participant will be able to: Recall the central focus of the codes of professional conduct applicable to certified public accountants (CPAs) and attorneys. Identify the types of services provided by certified public accountants (CPAs) ...

Current Topics in Professional Ethics for Accountants and Attorneys

Transcripts  Transcripts    

Recorded on: Jul. 18, 2016

BROOKE BAILEY: --final session. The topic is Professional Ethics for Accountants and Attorneys, Current Topics. And we'll continue with J. Michael Matthews as the presenter. Again, feel free to chime in with questions or comments. Keep the flow open here. J. MICHAEL MATTHEWS: I do invite a collaborative involvement here, because ethics presents some challenges, opportunities, for discussion, and I'd be delighted to have that discussion. The title ...

Financial Services Industry Regulatory Compliance & Ethics Forum 2016 -- Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services

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From the program: Financial Services Industry Regulatory Compliance & Ethics Forum 2016

Recorded on: Nov. 15, 2016

Taken from the Web Program Financial Services Industry Regulatory Compliance & Ethics Forum 2016 recorded November, 2016 in New York. Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services [00:59:25] Self-reporting: Do lawyers (in-house counsel or compliance officers or employees in compliance) have an ethical duty to report or disclose client conduct that the attorney believes violates the law? Dealing ...

Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services

Transcripts  Transcripts    

Recorded on: Nov. 15, 2016

CLIFFORD E. KIRSCH: All right. And we are ready for our final panel. And I'm very, very pleased to introduce Benjamin Gruenstein. Benjamin is going to walk us through the legal ethics panel, the lawyer's role when something goes wrong in financial services. Benjamin Gruenstein is a partner in Cravath's litigation department. His practice focuses on the representation of US and multi-national companies and their senior executives in government investigations, ...

Prison Law 2016 -- Ethical Issues Arising in Prison Actions

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From the program: Prison Law 2016

Recorded on: Nov. 16, 2016

Taken from the Web Program Prison Law 2016 recorded November, 2016 in New York. Ethical Issues Arising in Prison Actions [00:59:35] Conflicts of interest and concurrent clients: determining when concurrent representation is permissible Conflicts of interest and former clients: analyzing whether matters are substantially related and interests are materially adverse Diminished capacity: evaluating issues Imputing conflicts: ...

Ethical Issues Arising in Prison Actions

Transcripts  Transcripts    

Recorded on: Nov. 16, 2016

KAREN MURTAGH: Welcome back for our second panel of the day, which is Ethical Issues Arising in Prison Actions. Our panelists today are Professor Philip Genty and Professor Bradley Wendel. Philip is the Everett B. Birch Innovative Teaching Clinical Professor in Professional Responsibility at Columbia Law School. He joined the Columbia faculty in 1989-- I almost said 1889. PHILIP GENTY: (LAUGHS) Feels that way. KAREN MURTAGH: He teaches professional ...

Patent Litigation 2016 -- Ethics Issues in Patent Litigation

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From the program: Patent Litigation 2016

Recorded on: Nov. 21, 2016

Taken from the Web Program Patent Litigation 2016 recorded November, 2016 in New York. Ethics Issues in Patent Litigation [01:00:00] In-house and outside counsel face ethical issues in patent litigation at every step of the process, from pre-suit Rule 11 compliance, throughout the discovery process, and continuing through to trial and appeal. The sometimes fuzzy boundary between ethical transgression and zealous advocacy will be explained, including ...

Ethics Issues in Patent Litigation

Transcripts  Transcripts    

Recorded on: Nov. 21, 2016

CHRISTOPHER HU: OK, our last talk today is on Ethics and the speaker is Robert Faber from the firm of Ostrolenk and Faber. As you know, the author of the famous book on patent claim drafting. And Bob, it's all yours. ROBERT FABER: Thank you. CHRISTOPHER HU: Thanks. ROBERT FABER: Thank you, Chris. I'm going to talk to you this afternoon about the two issues in ethics. Is there anybody-- everybody can hear me, I assume, right? If there's any issue ...

Representing Children in Immigration Matters 2016: Effective Advocacy and Ethical Best Practices -- Ethical Issues: Representing Children in Immigration Matters

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From the program: Representing Children in Immigration Matters 2016: Effective Advocacy and Ethical Best Practices

Recorded on: Nov. 28, 2016

Taken from the Web Program Representing Children in Immigration Matters 2016: Effective Advocacy and Ethical Best Practices recorded November, 2016 in New York. Ethical Issues: Representing Children in Immigration Matters [01:01:05] The capacity of children to be clients Delineating between best interests and legal interests Conflicts of interest among children and adults: rules and hypotheticals Privilege and confidentiality ...

Ethical Issues: Representing Children in Immigration Matters

Transcripts  Transcripts    

Recorded on: Nov. 28, 2016

SPEAKER 1: We're going to let Theo and Liz jump right in whenever they're ready. ELIZABETH FRANKEL: Sure. SPEAKER 2: You tell us when. SPEAKER 1: Right now. SPEAKER 2: Should we give you a 30-minute warning? We don't want to lose any time. Thank you. We're ready for the next panel, which will feature Theo Liebmann and Elizabeth Frankel, who are going to address ethical issues in representing children. Thank you so much. ELIZABETH FRANKEL: Thanks, ...

Trial by Jury 2016 -- Ethical Issues in Jury Trials

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From the program: Trial by Jury 2016

Recorded on: Nov. 29, 2016

Taken from the Web Program Trial by Jury 2016 recorded November, 2016 in New York. Ethical Issues in Jury Trials [00:59:00] Avoiding ethical pitfalls and making ethical decisions Preparing a witness without coaching Dealing with a witness whose story changes or conflicts with other evidence Issues involved with using jury consultants and investigating jurors  Speakers: Prof. Claudia Angelos, Hon. John Gleeson, ...

Hedge and Private Fund Enforcement & Regulatory Developments 2016 -- Thorny Hedge Fund Hypotheticals - Ethical Issues

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From the program: Hedge and Private Fund Enforcement & Regulatory Developments 2016

Recorded on: Dec. 2, 2016

Taken from the Web Program Hedge and Private Fund Enforcement & Regulatory Developments 2016 recorded December, 2016 in New York. Thorny Hedge Fund Hypotheticals - Ethical Issues [00:59:41] Multiple representation issues in government investigations Private equity – third-party related transactions and conflicts of interest Insider trading – ethical and legal issues Dodd-Frank whistleblower issues and severance ...

Thorny Hedge Fund Hypotheticals - Ethical Issues

Transcripts  Transcripts    

Recorded on: Dec. 2, 2016

BARRY GOLDSMITH: OK, we're going to move into our last panel, which is our ethics panel, our thorny hedge fund hypotheticals. Let me introduce the panel. To my left is Susan Brune. Susan is a principal in the firm of Brune Law PC. Susan served as an AUSA for nine years before becoming the founding partner-- I'm sorry, before joining or forming Brune and Richard. And she was at that firm for 18 years. Susan is widely recognized as one of the leaders ...

New ABA Model Rule of Professional Conduct Against Harassment and Discrimination: Understanding the Rule in Detail

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Recorded on: Dec. 6, 2016

Taken from the briefing New ABA Model Rule of Professional Conduct against Harassment and Discrimination: Understanding the Rule in Detail recorded December, 2016 in New York. After many years of discussion, the ABA recently amended the Model Rules of Professional Conduct to add 8.4(g), a provision that is termed the anti-harassment and anti-discrimination provision. Twenty five states have a version of the anti-discrimination provision in its ...

Understanding the Intellectual Property License 2016 -- Ethical Issues in Licensing

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From the program: Understanding the Intellectual Property License 2016

Recorded on: Dec. 9, 2016

Taken from the Web Program Understanding the Intellectual Property License 2016 recorded December, 2016 in San Francisco. Ethical Issues in Licensing [00:59:00] Candor and deceit Communicating with an adverse party Out-of-state practice and the unauthorized practice of law Competence to handle negotiation Application of rules in actual cases The purchase price of this segment includes the following article ...

Ethical Issues in Licensing

Transcripts  Transcripts    

Recorded on: Dec. 9, 2016

JOSEPH YANG: Welcome back, everybody. We're here in the ninth inning. And I'm delighted to introduce Alison Buchanan as our speaker on ethics and licensing. Alison is a shareholder with the Hoge Fenton firm in San Jose, where she focuses her practice on business litigation , professional liability, and legal ethics. Alison is a certified specialist in legal malpractice law as certified by the State Bar's Board of Legal Specialization. She has tried ...

New ABA Model Rule of Professional Conduct against Harassment and Discrimination: Understanding the Rule in Detail

Transcripts  Transcripts    

Recorded on: Dec. 12, 2016

AMY TAUB: Hello, my name is Amy Taub, and I am a Program Attorney with PLI, a nonprofit learning organization dedicated to keeping attorneys and other professionals at the forefront of knowledge and expertise. I would like to welcome you to today's briefing, New ABA Model Rule of Professional Conduct Against Harassment and Discrimination. Understanding the Rule in Detail. Before we begin, I have some administrative announcements. This briefing will ...

PLI's California MCLE Marathon 2016: Current Developments in LegalEthics - Competence Issues - Elimination of Bias

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From the program: PLI's California MCLE Marathon 2016: Current Developments in Legal Ethics - Competence Issues - Elimination of Bias

Released on: Dec. 14, 2016

Satisfy all of California’s MCLE special requirements in this fast-paced and up-to-the-minute program.  If your last name begins with a letter from N through Z (Group 3), your MCLE compliance deadline of February 1, 2017 is fast approaching. The MCLE Marathon, taught by a faculty of outstanding California lawyers and other professionals who are recognized leaders in their field, will conveniently provide all of the California required-subjects ...

Annual Disclosure Documents 2016 -- Ethics and Whistleblower Developments: Challenges to Be Aware of When Preparing and Reviewing Disclosure Documents

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From the program: Annual Disclosure Documents 2016

Recorded on: Dec. 14, 2016

Taken from the Web Program Annual Disclosure Documents 2016 recorded December, 2016 in New York. Ethics and Whistleblower Developments: Challenges to Be Aware of When Preparing and Reviewing Disclosure Documents [00:57:26] Appearing and practicing before the Commission – an update on Rule 102(e) proceedings Renewed focus on lawyers as gatekeepers and their related liabilities under the securities laws Whistleblower developments ...

Ethics and Whistleblower Developments: Challenges to Be Aware of When Preparing and Reviewing Disclosure Documents

Transcripts  Transcripts    

Recorded on: Dec. 14, 2016

MICHAEL L. HERMSEN: We're just gonna slide right into the next panel, which is titled Ethics and Whistleblower Developments-- Challenges to be Aware of When Preparing and Reviewing Disclosure Documents. And I think we're going to focus on a couple of things in this panel. Hopefully that will come through and we'll have time for that. But we're going to focus on-- in part, as Ken mentioned, we're going to talk about whistleblower, whistleblower actions, ...

Ethical Issues in Pro Bono Representation 2016

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From the program: Ethical Issues in Pro Bono Representation 2016

Released on: Dec. 16, 2016

As part of PLI’s commitment to public service and the pro bono activities of the legal community, there is no fee to attend this program. Using a lively, interactive format, Ethical Issues in Pro Bono Representation 2015 will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice.  You will learn: Within the context of pro bono representation, using “all-new” hypotheticals ...

Building Better Construction Contracts 2016 -- Duties of Appointed Defense Counsel and Mediators: Ethical Challenges

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From the program: Building Better Construction Contracts 2016

Recorded on: Dec. 19, 2016

Taken from the Web Program Building Better Construction Contracts 2016 recorded December, 2016 in New York. Duties of Appointed Defense Counsel and Mediators: Ethical Challenges [01:00:36] A. Duties of Appointed Defense Counsel  Understanding and appreciating the tri-partite relationship between attorney, client/insured and insurer Understanding the law in jurisdictions where the appointed defense counsel owes a duty of ...

Duties of Appointed Defense Counsel and Mediators: Ethical Challenges

Transcripts  Transcripts    

Recorded on: Dec. 19, 2016

PATRICK J. O'CONNOR, JR.: Panels coming up. My take on condominium risk is basically the same thing that you saw in the collapse of the real estate market, which was that when bankers were beginning to sell mortgages that they no longer owned. When the mortgage business went to Wall Street what happened was that the underwriting that the banks undertook was significantly reduced, and so as a result, there was a disconnect between ownership and creation. ...

Staying Out of Trouble: The In-House Attorney-Client Privilege and Ethics and Technology Quiz Show

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From the program: Staying Out of Trouble 2016: The In-House Attorney-Client Privilege and Ethics and Technology Quiz Show

Released on: Dec. 31, 2016

A panel of experts will examine a number of important new developments in New York ethics law, all of which you need to know to protect yourself and your firm against claims of malpractice and ethical misconduct. You will learn: How to Protect Your Firm When Claims of Malpractice Arise The Scope of the Law Firm In-House Privilege Client’s Outside Counsel Guidelines New Developments in Conflicts and Screening Multi-Jurisdictional ...

Ethics for Corporate Lawyers 2016

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From the program: Ethics for Corporate Lawyers 2016

Released on: Jan. 3, 2017

In this unique interactive program based on the video The “ Rasputin” Investigation-Ethics, Privilege and Investigations,  faculty will review various everyday ethical scenarios while you “vote” electronically with the rest of the audience on the correct ethical responses. You will learn: Conflicts when lawyers for one corporate family member investigate another corporate family member Lawyers’ ...


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