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Showing 1 - 25 of 185 Results

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Current Topics in Professional Ethics for Accountants and Attorneys -- Current Topics in Professional Ethics for Accountants and Attorneys

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From the program: Current Topics in Professional Ethics for Accountants and Attorneys

Recorded on: Jul. 18, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics  [01:30:35] Upon the successful completion of this program, the participant will be able to: Recall the central focus of the codes of professional conduct applicable to certified public accountants (CPAs) and attorneys. Identify the types of services provided by certified public accountants (CPAs) ...

Current Topics in Professional Ethics for Accountants and Attorneys

Transcripts  Transcripts    

Recorded on: Jul. 18, 2016

BROOKE BAILEY: --final session. The topic is Professional Ethics for Accountants and Attorneys, Current Topics. And we'll continue with J. Michael Matthews as the presenter. Again, feel free to chime in with questions or comments. Keep the flow open here. J. MICHAEL MATTHEWS: I do invite a collaborative involvement here, because ethics presents some challenges, opportunities, for discussion, and I'd be delighted to have that discussion. The title ...

New ABA Model Rule of Professional Conduct against Harassment and Discrimination: Understanding the Rule in Detail

Audio Only On-Demand Web  On-Demand One-Hour Briefing    

From the program: New ABA Model Rule of Professional Conduct against Harassment and Discrimination: Understanding the Rule in Detail

Released on: Dec. 12, 2016

Taken from the briefing New ABA Model Rule of Professional Conduct against Harassment and Discrimination:  Understanding the Rule in Detail recorded December, 2016 in New York. After many years of discussion, the ABA recently amended the Model Rules of Professional Conduct to add 8.4(g), a provision that is termed the anti-harassment and anti-discrimination provision. Twenty five states have a version of the anti-discrimination ...

New ABA Model Rule of Professional Conduct against Harassment and Discrimination: Understanding the Rule in Detail

Transcripts  Transcripts    

Recorded on: Dec. 12, 2016

AMY TAUB: Hello, my name is Amy Taub, and I am a Program Attorney with PLI, a nonprofit learning organization dedicated to keeping attorneys and other professionals at the forefront of knowledge and expertise. I would like to welcome you to today's briefing, New ABA Model Rule of Professional Conduct Against Harassment and Discrimination. Understanding the Rule in Detail. Before we begin, I have some administrative announcements. This briefing will ...

PLI's California MCLE Marathon 2016: Current Developments in LegalEthics - Competence Issues - Elimination of Bias

On-Demand Web Programs  On-Demand Web Programs    

From the program: PLI's California MCLE Marathon 2016: Current Developments in Legal Ethics - Competence Issues - Elimination of Bias

Released on: Dec. 14, 2016

Satisfy all of California’s MCLE special requirements in this fast-paced and up-to-the-minute program.  If your last name begins with a letter from N through Z (Group 3), your MCLE compliance deadline of February 1, 2017 is fast approaching. The MCLE Marathon, taught by a faculty of outstanding California lawyers and other professionals who are recognized leaders in their field, will conveniently provide all of the California required-subjects ...

Basic Negotiation Skills 2017 -- Understanding the Ethics of Negotiation

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From the program: Basic Negotiation Skills 2017

Recorded on: Jan. 10, 2017

Taken from the Web Program Basic Negotiation Skills 2017 recorded January, 2017 in San Francisco. Understanding the Ethics of Negotiation [01:00:30] Ethics in negotiations involve a balance between a lawyer's obligations of honesty and candor with zealous client advocacy, pursuant to the Model Rules of Professional Responsibility and relevant state provisions. Whether in a transactional or litigated settlement context, lawyers may ...

Understanding the Ethics of Negotiation

Transcripts  Transcripts    

Recorded on: Jan. 10, 2017

DOUG MACKAY: So let us begin our panel discussions by talking about understanding the ethics of negotiation. And I'm very happy to introduce John Dean and Sheila Purcell. And I'll just read a little bit from each of their biographies. So John Dean is admitted to practice in California and the District of Columbia. After an initial career as a criminal defense attorney followed by a decade in the corporate world, Mr. Dean was hired in 1998 by the ...

IP Issues in Business Transactions 2017 -- Avoiding Ethics Issues in IP Transactions

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From the program: IP Issues in Business Transactions 2017

Recorded on: Jan. 11, 2017

Taken from the Web Program IP Issues in Business Transactions 2017 New York recorded January, 2017 in New York. Avoiding Ethics Issues in IP Transactions [00:59:43] Identifying situations involving potential unlicensed practice of law Attorney ethical obligations relating to non-clients When are conflicts unwaivable? Attorney misconduct and duty to report The purchase price of this segment includes the following ...

Avoiding Ethics Issues in IP Transactions

Transcripts  Transcripts    

Recorded on: Jan. 11, 2017

ERIC PRAGER: OK, thanks very much. Thank you all for sticking to the end. It might not surprise you to learn that we use the availability of ethics credits to entice you to stay until the end. You've probably figured that out already, but we're not above doing it. So this presentation is about common ethics issues in IP transactions. And I put this material together a few years back after seeing a number of ethics presentations over the years notice ...

Mergers & Acquisitions 2017: Advanced Trends and Developments -- Ethical Traps for the M&A Practitioner

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From the program: Mergers & Acquisitions 2017: Advanced Trends and Developments

Recorded on: Jan. 17, 2017

Taken from the Web Program Mergers & Acquisitions 2017: Advanced Trends and Developments recorded January, 2017 in New York. Ethical Traps for the M&A Practitioner [00:59:56] Ethical duties to prospective M&A Clients Understanding who is the client in different M&A transactions Candor with the client – duty to disclose drafting or due diligence errors. Candor with adversaries – ethical duties ...

Ethical Traps for the M&A Practitioner

Transcripts  Transcripts    

Recorded on: Jan. 17, 2017

KEVIN MILLER: It's worth repeating from my perspective. I can't tell you how important the evaluations are to me personally and, I think, other members of the panel. And I know from having done lots of seminars and panels that some of you will be desperate to leave at the earliest opportunity, and the last thing that you're going to be focused on is doing these evaluations. I take some comfort from the fact that our attendance, both in the room live ...

Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice -- Ethical Issues for the Transaction Lawyer in a Global Practice

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From the program: Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Recorded on: Jan. 23, 2017

Taken from the Web Program Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice recorded January, 2017 in London. Ethical Issues for the Transaction Lawyer in a Global Practice [01:00:43] Recent material developments in relevant ethics rules Ethics limitations on the seconded lawyer Conflicts of interest Who is the client of lawyer for the underwriting syndicate ...

Ethical Issues for the Transaction Lawyer in a Global Practice

Transcripts  Transcripts    

Recorded on: Jan. 23, 2017

ROBERT MUNDHEIM: Thank you. This is the panel on ethics. I'm not sure why PLI decided to schedule that within 45 minutes of the inauguration of Donald Trump, but I'm sure they had thought that through. Let me introduce the panel. On my immediate left is Stephen Woodward, who heads the Litigation and Regulatory Investigations for Citi in its London office, and he also covers the EMEA. Michael Giesen is the senior partner in Giesen Heidbrink, which ...

Intellectual Property Rights Enforcement 2017 -- Ethics: Common Challenges in IP Enforcement

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From the program: Intellectual Property Rights Enforcement 2017

Recorded on: Jan. 24, 2017

Taken from the Web Program Intellectual Property Rights Enforcement 2017 recorded January, 2017 in New York. Ethics: Common Challenges in IP Enforcement [01:00:22] Ethical use of investigators -- distinguishing IP investigations from the Uber investigation that resulted in sanctions Attorney responsibilities in making statements to the PTO  Ethical obligations in the use of social media Best practices in avoiding conflicts ...

Ethics for the Negotiating Lawyer 2017

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethics for the Negotiating Lawyer 2017

Released on: Jan. 24, 2017

You will learn: Ethics rules that govern behavior in negotiation, including: When is it permissible to communicate with adverse clients, directly or indirectly? What exposure does counsel have for participating in the negotiation and execution of contracts containing express or implied misrepresentations? Protecting sensitive information and responding to opponent’s probes for sensitive information Cross-border negotiation ...

Ethics: Common Challenges in IP Enforcement

Transcripts  Transcripts    

Recorded on: Jan. 24, 2017

BRIAN W BROKATE: OK, welcome back, everybody. And thank you, everybody, for hanging in there. The room still substantially appears the way it did this morning. So thanks to everybody, and thanks to everybody doing the webcast as well. For the next hour, we're going to hear from Katie McCarthy, who is also very well known to you by this point. She's going to talk about ethics. And ethics is such an important topic in the area of IP enforcement, where ...

How to Avoid Tripping on Ethical Pitfalls When You’re Learning to Walk 2017

On-Demand Web Programs  On-Demand Web Programs    

Released on: Jan. 30, 2017

You may encounter a potential legal ethics pitfall and not even know it.  Whether your practice focuses on litigation or transactional matters, you’re a senior partner or a staff attorney, the same ethics rules apply and ignorance is no excuse.  This concise program covers common and emerging ethical issues that attorneys engaged in a range of practice areas may face.  Perennial topics such as the duty of confidentiality, the ...

Asset Based Financing Strategies 2017 -- Ethics in Asset Based Lending

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From the program: Asset Based Financing Strategies 2017

Recorded on: Feb. 7, 2017

Taken from the Web Program Asset Based Financing Strategies 2017 recorded February, 2017 in New York. Ethics in Asset Based Lending [00:59:30] Ethical issues in concurrent representations Ethical issues in successive representations Ethical concerns in multi-lender transactions Ethics in negotiations Ethical concerns over inadvertent emails and drafting errors Multi-jurisdictional ethical issues Speakers: ...

Ethics in Asset Based Lending

Transcripts  Transcripts    

Recorded on: Feb. 7, 2017

EDWIN SMITH: Christine's name is up here and she couldn't make it, but we do have my good friend Peter Kostant. Thank you, thank you. And Peter teaches at so many schools. Now, which schools teaching at, Peter? PETER KOSTANT: I'm teaching at Fordham and in Brooklyn. I often teach at New York Law School, as well. And the mention of Brown University is incorrect. I have taught there. EDWIN SMITH: OK, so what we're going to do for our little ethics ...

Ethics for Financial Industry Lawyers 2017

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethics for Financial Industry Lawyers 2017

Released on: Feb. 22, 2017

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act. You will learn: Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators) ...

Social Media 2017: Addressing Corporate Risks -- Legal Ethics and Social Media

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From the program: Social Media 2017: Addressing Corporate Risks

Recorded on: Feb. 16, 2017

Taken from the Web Program Social Media 2017: Addressing Corporate Risks recorded February, 2017 in New York. Legal Ethics and Social Media [00:59:05] Ethical restrictions on attorney use of social media, including blogs Social media and Attorney Advertising: ethical obligations and current views on LinkedIn Key issues to keep in mind – such as prohibited solicitation, inadvertent clients, confidentiality, communications ...

Legal Ethics and Social Media

Transcripts  Transcripts    

Recorded on: Feb. 16, 2017

JOHN DELANEY: Kathy Lynn Rose has been counsel at Simpson Thatcher and Bartlett and has consulted on a wide variety of legal ethics issues. Kathy has more than 25 years experience practicing in various areas of the law, including on ethics issues. Kathy was the global director of Simpson Thatcher's professional responsibility and risk management group for over 10 years, and Kathy currently teaches professional responsibility at Columbia University's ...

Ethical Implications of Social Media Use for Lawyers

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Released on: Mar. 2, 2017

Who Should Attend This program will benefit anyone seeking a better understanding of how the use of social media impacts decision-making regarding attorney ethics and professional conduct. What You Will Learn Risks of social media with respect to lawyers’ professional obligations to clients Employee social media policy and compliance invoking attorney conflicts of interests issues Managing user-generated content including ...

Ethics for Commercial Litigators 2017

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From the program: Ethics for Commercial Litigators 2017

Released on: Mar. 1, 2017

Attorneys involved in commercial litigation will benefit from hearing the latest legal ethics developments that are particularly relevant to this practice.  Our faculty includes experienced legal experts prepared to share useful takeaways stemming from ethical issues arising out of the commercial litigation context.  You will hear how some recurring ethics issues continue to trip up even the most experienced attorneys and what new ...

SEC Speaks in 2017 -- Ethics

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From the program: SEC Speaks in 2017

Recorded on: Feb. 28, 2017

Taken from the Web Program SEC Speaks in 2017 recorded February, 2017 in Washington. Ethics [00:59:57] Overview of Commission’s Rule 102(e) program for attorneys Recent case developments in discipline of attorneys appearing and practicing before the SEC Other ethical issues for practitioners before the Commission Speakers: Office of the General Counsel Richard M. Humes, Associate General Counsel Thomas J. Karr, Assistant ...


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