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Showing 1 - 25 of 108 Results


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How to Prepare an Initial Public Offering 2015

On-Demand Web Programs  On-Demand Web Programs    

From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    

From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Released on: Jul. 7, 2015

CPE credit (NASBA Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see ...

Introduction to the Law of Securities Offerings

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues -- SEC Developments Audit Committee Members Need to Know About

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Recorded on: Jun. 20, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:03:32] Upon the successful completion of this program, the participant will be able to: Recognize key Securities and Exchange Commission (SEC) developments currently confronting audit committee members. Recall the Trump administration’s potential impact on developments at the Securities and Exchange ...

Mergers & Acquisitions 2018: Advanced Trends and Developments

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Mergers & Acquisitions 2018: Advanced Trends and Developments

Released on: Jan. 19, 2018

Merger and acquisition activity has remained robust in 2017.  The ability to properly advise companies and their boards of directors and to effectively negotiate an M&A transaction requires detailed knowledge of the latest trends and developments affecting M&A. This program will help you stay up-to-date on M&A activity and cutting edge topics and developments regarding the negotiation of key provisions in public company merger agreements, ...

M&A Dealmaking - A Banker's View

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

CHRISTINA MOHR: Thank you. Thank you Kevin. Thank you. First, I want to thank all of you for the opportunity to discuss what we saw happening in 2017, some of our views on what could happen in 2018. And of course, we're going to talk a lot about on our asset light investors if you will, some of the activist investors, and what's going on in unsolicited transactions. From our perspective, we're really only going-- you have a content-rich set of presentations ...

M&A Litigation Developments

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Well, welcome back, everybody. I hope you had an opportunity to have a good lunch. A few more people will obviously be straggling in as we get started here. Our next panel is on M&A litigation developments. And I believe this is going to be one of the most exciting and dynamic panels of the entire program. SPEAKER 1: Jesus. KEVIN MILLER: So I'm putting a-- JOEL FRIEDLANDER: You say that to all the [INAUDIBLE], right? [LAUGHTER] KEVIN ...

Advising the Board of Directors in an M&A Transaction: an Overview of the Board’s Responsibilities

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Welcome back, everybody. I know it may seem a little bit odd to have taken a 15 minute break after just a single panel, but we wanted to allow you to rest up for this one because this is going to be a very, very interesting panel. I am pleased to introduce Steven Haas who will be the moderator of the advising the board panel. Steve is one of my go-to people when I want to have a long, detailed conversation about certain aspects and ...

Disclosure Matters and Other SEC Considerations in M&A

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Good morning, everyone, and welcome back to the second day of Mergers and Acquisitions 2018-- Advanced Trends and Developments. For those of you that were here yesterday or watching online, we had a terrific day, yesterday, with several really great panels and I should warn you, I think today may even be better. We have a number of really good panels and awesome panelists, and I can't wait to get going. So let me first introduce the ...

Negotiating the Public Company Merger Agreement

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Good afternoon. The first panel that we have is the panel on negotiating the public company merger agreement. The moderator for this panel is Melissa Sawyer, a partner at Sullivan & Cromwell and the head of their consumer and retail group. I have the privilege of being on a New York City Bar committee with Melissa, and I can tell you that from personal experience that Melissa is one of the EF Hutton type people on the committee. When ...

Appraisal Developments

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Well, welcome back, everybody. I hope you had a good interview there and are prepared for what I think will be one of the most dynamic and informative panels of the entire program. Our next panel is a panel on appraisal developments. It is extremely timely, given the fact that in 2017 we had not only the DFC decision, but we had more recently that Dell decision. There is some other appraisal decisions that are out there at the Chancery ...

Recent Developments in Distressed Debt, Restructurings and Workouts 2018 -- The Roles of Financial Advisors, and Corporate Governance

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Recent Developments in Distressed Debt, Restructurings and Workouts 2018

Recorded on: Feb. 2, 2018

Taken from the Web Program Recent Developments in Distressed Debt, Restructurings and Workouts 2018 Recorded 2018 in New York The Roles of Financial Advisors, and Corporate Governance [01:01:48] The Roles of the Financial Advisors (cont’d) Business plans, valuations, salesand exit strategies Evaluation of alternatives for parties in interest Negotiations and problem-solving James M. Lukenda, David Pauker Corporate Governance and ...

The Roles of Financial Advisors, and Corporate Governance

Transcripts  Transcripts    

Recorded on: Feb. 2, 2018

JOSEPH SAMET: Welcome back. We're going to continue on with the role, an important role, of the financial financial advisor/chief restructuring officer and advisory financial folks. And then in the last 20, 25 minutes of this segment before 12:30, we're going to do more on corporate governance, officer direct through liability and claims, and what the varying laws are on a state-by-state or country-by-country basis on corporate governance. So Jim ...

Spin-offs 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Spin-offs 2018

Released on: Feb. 19, 2018

Business separation transactions represent a substantial portion of all M&A transactions. Many of these take the form of spin-offs, equity carve-outs and similar architectures not involving an outright sale. But what is a spin-off, what makes it different from other types of business separation transactions, and why are people doing more of them? This program will provide an in-depth perspective on the factors that drive the recent trend towards ...

Spin-offs: Perspectives of In House Counsel

Transcripts  Transcripts    

Recorded on: Feb. 12, 2018

MATTHEW SALERNO: So we're going to get started now with our third and final session of the morning. I called the last session the session where I don't get to ask any questions, because we have so much content packed into that presentation that there's really barely enough time to get through all of it, never mind for me to pipe in with questions. So this session is the session where I get to ask all of the questions. Going to have a different format ...

The Decision to Separate

Transcripts  Transcripts    

Recorded on: Feb. 12, 2018

JAMES E. ROSSMAN: Thanks, Matt. And thank you for having us. We're going to start the presentation on the decision to spin off a corporate asset with just a few table setting slides to give you some statistics. If you look at our first slide, you'll see that on the left, we have some numbers on, over the last 12 years, the prevalence of public corporations using divestitures of assets as an M&A tool. And you'll see that over the last 12 years, it's ...

Variations on the Spin-off

Transcripts  Transcripts    

Recorded on: Feb. 12, 2018

MATTHEW P. SALERNO: All right. We're a little behind schedule here, so we're going to get going right now. I'll keep my introductions brief. This panel is on separation alternatives, so we're going to look at different approaches to spin-offs, alternatives to spin-offs. Our panel today, to my left is Richard Casavechia. He's a Managing Director in the Mergers and Acquisitions group at Barclays. Richard regularly advises on all types of complex acquisition ...

The SEC Speaks in 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: The SEC Speaks in 2018

Released on: Mar. 3, 2018

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. The SEC Speaks in 2018 has been approved for 15.75 CCTS and 15.75 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. At the beginning of each year, PLI presents, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update ...

Accounting

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

STEVE: Our next panel is the accounting panel led by Wes Bricker, the SEC's chief accountant. In his role, Wes serves as the principal advisor to the SEC on accounting and auditing matters. He consults with registrants, auditors, and other industry representatives and is responsible for the oversight of the Financial Accounting Standards Board and the Public Company Accounting Oversight Board. Earlier in his career, Wes served as a partner at PricewaterhouseCoopers ...

Workshop A: Corporation Finance

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

JAMES M. DALY: I'm Jim Daly. I'm an associate director in the Division of Corporation Finance. And I'll introduce my panelists in just a minute. But I just want to issue the standard disclaimer and then remind you that our remarks are the same, but you've already heard it several times today. So we pretty much can incorporate it by reference and move on. We have a number of disclosure and processing developments to share with you today, as well as ...

Compliance Inspections and Examinations

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

STEPHANIE AVAKIAN: So next up we have the Office of Compliance Inspections and Examinations panel led by director Pete Driscoll. Pete was named director of OC last October after serving as acting director since January 2017. Before that, Pete served as OC's first chief risk and strategy officer since March 2016, and was previously OC's managing executive from 2013 through February 2016. Pete joined the agency in 2001 as a staff attorney in the division ...

Judicial and Legislative Developments

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

STEPHEN: OK. Ladies and gentlemen, we're going to get started again, so please take your seats. So our next panel on judicial and legislative developments is led by Bob Stebbins, the general counsel of the Commission. Prior to joining the commission, Bob practice law at Willkie Farr & Gallagher from 1993 until May 2017. At Willkie, Bob focused on mergers and acquisitions, private equity and venture capital, investment funds, capital markets transactions, ...

Enforcement

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

BILL: So next up is our enforcement panel, led by Stephanie Avakian, Steve Peikin-- STEPHANIE AVAKIAN: [GASP] [BREAKING GLASS] That was my bad. BILL: --the event co-directors of our Division of Enforcement since last June. STEPHANIE AVAKIAN: Sorry, Grace. BILL: Among other things, they'll be telling us today whether the insider trading defense-- I was just helping Commissioners Jackson and Piwowar with a counter-factual pilot on insider trading ...

Investment Management

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

SPEAKER 1: Dalia Blass, the director of the Division of Investment Management will lead our next panel. Dalia previously served in a number of leadership roles in IM, most recently as assistant chief counsel. She returned to the SEC as director of Investment Management in September, 2017 from Ropes and Gray where she advised on a broad range of investment fund, private equity, and regulatory matters, including ETFs. Earlier in her career she practiced ...

Corporation Finance

Transcripts  Transcripts    

Recorded on: Feb. 27, 2018

STEPHANIE AVAKIAN: Before I hand things over to Bill for the Corporation Finance panel, I'd like to introduce the esteemed commentators for the panel, Paul Atkins, Ed Fleischman, and Troy Paredes. Paul Atkins served as Commissioner from July 2002 to August 2008. During which time, he advocated for better transparency and consistency in the SEC's decision making and enforcement activities. As a Commissioner, Paul represented the SEC at various meetings ...


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