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How to Prepare an Initial Public Offering 2015

On-Demand Web Programs  On-Demand Web Programs    

From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    

From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Released on: Jul. 7, 2015

CPE credit (NASBA Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see ...

Introduction to the Law of Securities Offerings

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Released on: Jun. 26, 2017

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee.  If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment.  You will hear from an expert ...

Delaware’s “take” on Key Ethical Issues Facing Lawyers

MP3 Audio  Audio Download (MP3)    

Recorded on: Jul. 24, 2017

Taken from the Web Program Recorded July 21, 2017 in New YorkDelaware’s “take” on Key Ethical Issues Facing Lawyers [01:03:40]• SEC preemption of lawyer confidentiality obligations • Inadvertent disclosure; document retention • Advance waivers of conflict of interest; the “hot potato” • The common interest privilege • Sword and shield vs. “extra-judicial” waiver • Scripting ...

Hot Issues in Executive Compensation 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Hot Issues in Executive Compensation 2017

Released on: Sep. 21, 2017

As the economy shifts and the legislature, SEC, and shareholders respond, the design, implementation and disclosure of executive compensation undergoes continual change. In this program, experts in the area – from major corporations, the SEC, the IRS and shareholder activist groups, as well as from leading law and consulting firms – will lead you through the emerging best practices and the current reactions to the changing landscape. You ...

Avoiding Compensation-Related Legal Actions

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

JEANNEMARIE O'BRIEN: Our final panel is Avoiding Compensation-Related Legal Actions. And we have Charles Elson who's the Edgar S. Woolard Jr. Chair in Corporate Governance and the Director of the John Weinberg Center for Corporate Governance at the University of Delaware and a consultant at the law firm of Holland and Knight. He specializes in corporate securities regulation and corporate governance and is a graduate of Harvard and the University ...

What are the Latest Executive Pay Trends?

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

REGINA OLSHAN: So with this, I'd like to introduce you to the very august group doing the Latest Executive Pay Trends panel. We have Irv Becker here on my left who is the Vice Chairman of Executive Pay and Governance business in the New York office. He partners with boards and senior executives to create sustainable organizations-- OK-- enhancing apparently effectiveness of board and CEO relationships. And the part I know is he does work to design ...

Executive Compensation: Mergers & Acquisitions and Change-in-Control Topics

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

JEANNEMARIE O'BRIEN: OK, we're going to start quickly with the M&A and changing control topics panel. To my immediately left, we have Eve Sopko, who's the director in the comp and benefits group at KPMG. She's responsible for advising clients on compensation and benefits tax issues associated with employee and executive compensation. She has extensive M&A experience and has served as the project manager adviser on numerous Golden Parachute engagements ...

Hiring Senior Executives and Executive Transitions

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

JEANNEMARIE O'BRIEN: Hi, we're now back and we have a panel on Hiring Senior Executives and Executive Transitions. To Regina's immediate left is Henry Morgenbesser. He's a founding partner of Katzke & Morgenbesser and has over 30 to 35 years of experience in employee benefits and executive comp, with a focus on executive comp and M&A, and I think now he does a lot of individual representation. So Henry, welcome. We have Adam Shapiro, partner at Wachtell, ...

New World Order – SEC Developments Under the Trump Administration

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

REGINA OLSHAN: --issues for several hours. So it seems like most people are going to make it. But we have some people, including-- LINDA E. RAPPAPORT: Of panel one today. REGINA OLSHAN: --yeah, including our second panelist for this, who's running late. Fortunately, our government speakers, which I'm sure you, like us, are looking most forward to, look like they're going to make it. But there was this big, big train delay. LINDA E. RAPPAPORT: Yeah, ...

Ethical Considerations When Counseling Boards, Compensation Committees, Companies and Executives

Transcripts  Transcripts    

Recorded on: Sep. 20, 2017

REGINA OLSHAN: OK, great. Well, welcome back to the afternoon session, which is going to kick off with the ethics panel, which is everyone's favorite for CLE credit if for no other reason. So we really appreciate our panel. On my immediate left, Charmaine Slack. Charmaine's a partner in the executive compensation and benefits practice of Jones Day advising senior executives, boards, and compensation committees of public and private companies on a ...

Hot Topics in Mergers & Acquisitions 2017 -- Delaware Law Developments in M&A

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Hot Topics in Mergers & Acquisitions 2017

Recorded on: Sep. 26, 2017

Taken from the Web Program Hot Topics in Mergers & Acquisitions 2017 recorded September 2017 in New York. Delaware Law Developments in M&A [00:59:10] Trends in deal protection Shareholder litigation issues Appraisal rights Paula Howell Anderson, Anne C. Foster, Melissa Sawyer The purchase price of this segment includes the following article from the Course Handbook available online: Recent Developments ...

Delaware Law Developments in M&A

Transcripts  Transcripts    

Recorded on: Sep. 26, 2017

SARKIS JEBEJIAN: All right. We'll go right into the next panel. Good morning. Nice to be here. And our next panel is Delaware Law Developments. And we have a great, great set of panelists who I think are all repeat players from this panel or other panels in the past. We have Paula Anderson from Shearman & Stirling, who's an M&A and securities litigator and has worked on a lot of the leading Delaware cases that us M&A lawyers obsess over. We have ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017 -- The Responsibilities of In-House Counsel and Compliance Personnel

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017

Recorded on: Sep. 29, 2017

Taken from the Web Program Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017 recorded September 2017 in New York. The Responsibilities of In-House Counsel and Compliance Personnel [01:38:44] What does the government expect from in-house counsel and compliance personnel when they are exposed to “red flags”? What are the risks to in-house counsel and compliance personnel whose responses ...

The Responsibilities of In-House Counsel and Compliance Personnel

Transcripts  Transcripts    

Recorded on: Sep. 29, 2017

SAMUEL J. WINER: Good morning, everyone. We're going to be talking today about the responsibilities of in-house counsel and compliance and compliance professionals. But I'm delighted to introduce the members of our panel today. Elaine Mandelbaum to my immediate right. Elaine is general counsel litigation regulatory enforcement of Citigroup's institutional clients group. Her group is responsible for all litigation arbitrations, internal investigations, ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF) -- Key Factors Shaping Financial Reporting

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF)

Recorded on: Oct. 23, 2017

Taken from the Web Program Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF) recorded October 2017 in San Francisco. Key Factors Shaping Financial Reporting [01:15:10] Objectives of financial reporting Overview of financial and regulatory agencies – FASB, AICPA, SEC, PCAOB Insight into the workings of the audit committee Where are we now: accounting and regulatory updates  The role of, and ...

Key Factors Shaping Financial Reporting

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

RAJAY DESAI: All right, well, I guess we'll kick this off again. For our next panel discussion, we're going to be looking at key factors shaping financial reporting. The moderator of this panel is Michelle Meadow. She's from KPMG. Michele has over 25 years of experience in providing technical accounting advisory services, and Securities and Exchange Commission reporting advice to multinational companies and law firms. Michele leads KPMG's national ...

Advanced Compliance and Ethics Workshop 2017 New York -- Creating, Measuring and Maintaining a Culture of Compliance

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Advanced Compliance and Ethics Workshop 2017 New York

Recorded on: Nov. 1, 2017

Taken from the Web Program Advanced Compliance and Ethics Workshop 2017 New York recorded October 2017 in New York. Creating, Measuring and Maintaining a Culture of Compliance [01:00:55] Compliance and HR (due diligence in hiring, incentive programs, promotions, etc.) Tone at the top – and the middle  Speak-up cultures  “Organizational justice”  Methodologies to measure ethical culture  ...

Preparing For Shareholder Activism: What You Need To Be Doing Now 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Preparing For Shareholder Activism: What You Need To Be Doing Now 2017

Released on: Nov. 9, 2017

Hedge fund activism has become a ubiquitous feature of the corporate landscape, affecting public companies of all sizes. As the phenomenon has become more commonplace, it has also become more diverse, and the means of addressing it and being prepared for it have evolved. Learn about the current state of hedge fund activism and best practices for preparing for and engaging with activists. Lecture Topics [Total time 00:03:55] Segments with an ...

Creating, Measuring and Maintaining a Culture of Compliance

Transcripts  Transcripts    

Recorded on: Nov. 7, 2017

REBECCA WALKER: Good morning, everyone. It's time to get started. Welcome. Welcome, also, to the folks on the webcast. Really appreciate you all being here this morning. As you know, yesterday, we talked a lot about the different components of compliance programs-- program structure, risk assessment, how to understand your risks and design your program accordingly. We talked about codes, training and communications, reporting procedures in investigations, ...

49th Annual Institute on Securities Regulation

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: 49th Annual Institute on Securities Regulation

Released on: Dec. 3, 2017

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. The 49th Annual Institute on Securities Regulation has been approved for 2.5 CAFP, 20.25 CCTS, 2.5 CRCM, and 1.25 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. What You Will Learn IPOs and public offerings by seasoned issuers Private offerings and public offerings by smaller ...

Taking a Closer Look at Securities Opinions

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

DAVID LYNN: Welcome to day two. I'm your Master of Ceremonies for day two. And before we get to our first panel, which is taking a closer look at security's opinions, I have a pop quiz for everyone. The first question I'm going to ask you by a show of hands-- how many folks have worked on an opinion on the resale of securities in the last two years? A pretty good number there. How many have either reviewed or relied upon the recent ABA report on ...

Engagement Today: Revisiting the Relationship with Shareholders

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

DAVID M. LYNN: Our next topic is Engagement Today-- Revisiting the Relationship with Shareholders. And before I introduce our moderator for today's program, I did want to ask everybody a couple of questions. By a show of hands here, who has been at a company or had a client who has had an activist investor situation or contested director election situation over the past five years? Wow. That's a pretty good turnout there for that. And then how many ...

Roundtable: What’s Keeping In-House Counsel Up at Night?

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

DAVID M. LYNN: And thank you for indulging all of our probing questions here today I'm going to ask one more set of questions to lead us into the next panel, which is the roundtable, What's Keeping In-house Counsel Up at Night? The first question I'm going to ask is, has anyone here dealt with a cybersecurity breach in the last two years at their company or client? That's a pretty good number there. Did anybody here get a good night's sleep last ...


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