FacultyFaculty/Author Profile

Noah D. Sorkin

AIG Advisor Group
Executive Vice President and General Counsel
New York, NY, USA


Noah Sorkin serves as Senior Vice President and General Counsel of Advisor Group as of April 2008. His is responsible for managing all legal and regulatory functions impacting the independent broker-dealers of Advisor Group.

Career Summary

He joined Advisor Group from Fidelity National Financial, Inc. where he served as Senior Vice President, with responsibility for supervising all litigation matters and regulatory investigations involving the firm’s direct operations and independent agents.

Sorkin began his legal career as an Assistant District Attorney with the King’s County District Attorney’s Office in Brooklyn, New York, as Senior Trial Counsel, prosecuting felony cases. He then joined Prudential Financial, Inc. where he assumed additional responsibility and was named Deputy General Counsel and Senior Vice President. At Prudential, Sorkin managed a geographically diverse group of legal professionals and was instrumental in guiding the company through numerous regulatory settlements. He also worked with regulators and sales professionals in coordinating the implementation of new processes. Following Wachovia’s merger with Prudential Securities Division, Sorkin joined Oppenheimer & Company, Inc., a full-service broker-dealer and investment advisory organization, where he served as Deputy General Counsel and Director of Litigation.

Background

Sorkin received his B.A. from Connecticut College in 1979, his J.D. degree from George Washington University-National Law Center in 1982 and his LL.M in Taxation from New York University School of Law in 2002.

He and his wife Stephanie live in Chappaqua, NY with their two children, Dana and Matthew.

Company Profile

Advisor Group, Inc. is one of the largest independent broker-dealer networks in the United States and consists of FSC Securities Corporation, SagePoint Financial, Inc. and Royal Alliance. These independent broker-dealers, with more than 5,300 independent financial professionals, are all wholly-owned subsidiaries of Advisor Group, Inc.
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.