FacultyFaculty/Author Profile

Nikolai Utochkin

Nasdaq, Inc.
Counsel, Listing and Governance
Listing Qualifications Department
Rockville, MD, USA


Nikolai Utochkin is a counsel in Nasdaq’s Legal and Regulatory Group, where he advises issuer community on listing and corporate governance matters. Nikolai received a Bachelor of Science degree from Samara State University in 1996, a Master of Business Administration degree from Robert H. Smith School of Business, and a Juris Doctor degree from the American University Washington College of Law. Prior to joining Nasdaq in 2004, Nikolai was employed by a regional brokerage firm.

Nikolai Utochkin is associated with the following items:
Web Segment  Web Segment PIPE Transactions, Change of Control Transactions - Private Placement and Hybrid Securities Offerings 2018, Wednesday, May 23, 2018
Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings - Private Placement and Hybrid Securities Offerings 2018, Wednesday, May 23, 2018
MP3 Audio  MP3 Audio Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings - Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings, Wednesday, May 23, 2018
PIPE Transactions, Change of Control Transactions - PIPE Transactions, Change of Control Transactions, Wednesday, May 23, 2018
Transcripts  Transcripts Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings - Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings, Wednesday, May 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings - Registered Directs, Confidentially Marketed Public Offerings and At-the-Market Offerings, Wednesday, May 23, 2018
PIPE Transactions, Change of Control Transactions - PIPE Transactions, Change of Control Transactions, Wednesday, May 23, 2018
On-Demand Web Programs  On-Demand Web Programs Private Placement and Hybrid Securities Offerings 2018, Tuesday, May 29, 2018, New York, NY
Live Seminar  Live Seminar Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, New York, NY
Live Webcast  Live Webcast Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, Mechanicsburg, PA
Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, Philadelphia, PA
Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, Pittsburgh, PA
Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, Atlanta, GA
Private Placements and Hybrid Securities Offerings 2019, Thursday, May 23, 2019, New Brunswick , NJ
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