FacultyFaculty/Author Profile

Neil Lombardo

U.S. Securities and Exchange Commission
Senior Special Counsel, Chief Counsel's Office, Division of Investment Management
Washington, DC, USA

Neil Lombardo is a senior special counsel with the Division of Investment Management’s Enforcement Liaison Office, and is a Chartered Alternative Investment Analyst, as well. As a member of the Enforcement Liaison Office, Mr. Lombardo provides guidance to the Division of Enforcement on matters that involve investment advisers or investment companies. Prior to joining the Division of Investment Management, Mr. Lombardo served as counsel to SEC Commissioner Luis A. Aguilar. In that role, Mr. Lombardo was responsible for matters within the purview of the Division of Investment Management and the Division of Trading and Markets. Prior to joining the SEC, Mr. Lombardo was a senior associate with Skadden Arps, in their government enforcement group. Prior to joining Skadden, Mr. Lombardo clerked for former federal district court judge James J. Brady, of the Middle District of Louisiana. 
Neil Lombardo is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.