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Private Placement and Hybrid Securities Offerings 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Private Placements and Hybrid Securities Offerings 2018

Released on: May. 29, 2018

Join our expert faculty of leading practitioners and regulators as they discuss and analyze the changing regulatory framework and market for private offerings. We begin by addressing the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades.  We also address the changes to private and exempt offerings brought about by the JOBS Act, including matchmaking platforms, “accredited ...

Cang N. Le

Faculty  Faculty

Cang Le is a senior associate with the firm of Adams Kessler, PLC , specializing in the representation of residential and commercial common interest developments. Cang represents common interest developments as both general and litigation counsel. In corporate counsel matters, Cang advises boards in the preparation, interpretation and enforcement of contracts, amending and restating governing documents, insurance coverage issues, rules enforcement, ...More

Minh Le

Faculty  Faculty

Minh Q. Le is a Director in FINRA’s Corporate Financing Department.  He has more than 20 years of experience in the regulation of public and private offerings. Currently, Minh’s primary responsibility is the management of the Department’s Private Placement Review program which provides regulatory oversight of broker-dealer participation in private offerings.  In addition to overseeing the review and investigation program, ...More


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