FacultyFaculty/Author Profile
Maureen Baker Fialcowitz

Maureen Baker Fialcowitz

The Prudential Insurance Company of America
Chief Regulatory Counsel, PGIM
Newark, NJ, USA


Maureen Baker Fialcowitz is the Chief Legal Officer, PGIM Regulatory and supervises legal services to the Chief Investment Office of Prudential.  Maureen also serves as the Business Ethics Officer for Law, Compliance, Business Ethics and External Affairs.  Maureen joined Prudential's law department in 1993 following four years of private practice with the New York law firm, Dewey Ballantine.  Her practice areas include investment management, securities and general corporate law.

Maureen received a B.A. from Georgetown University (cum laude) and a J.D. from Fordham University School of Law, where she also served on the Editorial Board of its Law Review.  She is an active member of the Investment Adviser Association, the Asset Management Group of SIFMA and the Institutional Investors Legal Forum.  Maureen is also a member of the bars of the States of New York and New Jersey as well as the District of Columbia.
Maureen Baker Fialcowitz is associated with the following items:
Web Segment  Web Segment Attracting Clients and Establishing the Investment Adviser-Client Relationship - Fundamentals of Investment Adviser Regulation 2017, Wednesday, June 28, 2017
MP3 Audio  MP3 Audio Attracting Clients and Establishing the Investment Adviser-Client Relationship - Attracting Clients and Establishing the Investment Adviser-Client Relationship, Wednesday, June 28, 2017
Transcripts  Transcripts Attracting Clients and Establishing the Investment Adviser-Client Relationship - Attracting Clients and Establishing the Investment Adviser-Client Relationship, Wednesday, June 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Attracting Clients and Establishing the Investment Adviser-Client Relationship - Attracting Clients and Establishing the Investment Adviser-Client Relationship, Wednesday, June 28, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2017, Thursday, June 29, 2017, New York, NY
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