FacultyFaculty/Author Profile
LeeAnn G. Gaunt

LeeAnn G. Gaunt

U.S. Securities and Exchange Commission
Chief, Public Finance Abuse Unit, Division of Enforcement
Boston, MA, USA


LeeAnn Ghazil Gaunt has served as the Chief of the Enforcement Division’s Public Finance Abuse Unit since 2013.  As Chief of the Unit, Ms. Gaunt oversees enforcement attorneys and industry specialists in eight Commission offices. The Unit investigates potential violations of the federal securities laws in the area of public finance, including municipal securities and public pension funds.  Ms. Gaunt joined the Commission in 2000 and has investigated and supervised matters in various areas, including pay-to-play, offering fraud, investment adviser fraud, insider trading and financial fraud.  Prior to joining the Commission, Ms. Gaunt practiced securities litigation with the law firms of Skadden, Arps, Slate, Meagher & Flom LLP and Goodwin Procter LLP.  She obtained her bachelor’s degree from Fairfield University and her law degree from Northeastern University School of Law.
LeeAnn G. Gaunt is associated with the following items:
Web Segment  Web Segment Enforcement - SEC Speaks in 2017, Tuesday, February 28, 2017
MP3 Audio  MP3 Audio Enforcement - Enforcement, Tuesday, February 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Enforcement - Enforcement, Tuesday, February 28, 2017
On-Demand Web Programs  On-Demand Web Programs SEC Speaks in 2017, Friday, March 03, 2017, Washington, DC
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