transcript   Transcript

Learnings from Enforcement and the Impact on Disclosure Practices

Recorded on: Dec. 14, 2016
Running Time: 01:02:43

Full Transcript:

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Taken from the Web Program Annual Disclosure Documents 2016 recorded December, 2016 in New York.

Learnings from Enforcement and the Impact on Disclosure Practices [01:02:43]
  • FCPA developments
  • Insider trading
  • Financial reporting cases
  • Identifying enforcement priorities and their impact on disclosure practices         

 Speakers: Kenneth R. Lench, Deborah C. Lofton, Joan E. McKown, Todd J. Russo

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Insider Trading and SEC Rule 10b5-1(c) Trading Plans (September 2016)
    Mary J. Mullany
  • DOJ Launches Foreign Corrupt Practices Act Pilot Program, Cleary Gottlieb Alert Memorandum (April 15, 2016)
    Sandra L. Flow, Elizabeth (Lisa) Vicens

Presentation Material

  • Lessons Learned from Enforcement
    Kenneth R. Lench, Deborah C. Lofton, Joan E. McKown, Todd J. Russo
Kenneth R Lench ~ Kirkland & Ellis LLP
Deborah C Lofton ~ Vice President, General Counsel and Secretary, Qlik Technologies, Inc.
Joan E McKown ~ Jones Day
Todd J Russo ~ Senior Vice President, General Counsel & Secretary, Buckeye Partners, L.P.
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