FacultyFaculty/Author Profile

Joseph McGill

Lord Abbett & Co. LLC
Chief Compliance Officer
Jersey City, NJ, USA

Joseph McGill joined UBS Global Asset Management in June 2003 and is responsible for all U.S. and Canadian Compliance matters.

Prior to joining UBS Global Asset Management, Mr. McGill was Vice President and Assistant General Counsel for J.P. Morgan Fleming Asset Management where he was responsible for U.S. legal and compliance advisory issues. Prior to joining JPMIM, he was a Vice President with Goldman Sachs Asset Management where he was responsible for U. S. institutional compliance.

Mr. McGill also served as Vice President, Chief Compliance Officer and Counsel to J. & W. Seligman & Co. Incorporated. While at Seligman, he had overall compliance responsibility for several affiliated companies including a mutual fund family, two limited purpose broker-dealers and three registered advisory firms. Prior to that, Mr. McGill was the Assistant General Counsel at Prudential Securities Incorporated. At Prudential, Mr. McGill represented the Firm and its representatives in commodities arbitrations as well as investigations and proceedings initiated by the SEC, CFTC and other regulatory organizations. Mr. McGill also has experience as a Securities Examiner at the NASD and a Compliance Analyst at E.F. Hutton & Co.

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