FacultyFaculty/Author Profile

Jon Hertzke

U.S. Securities and Exchange Commission
Assistant Director, Analytics Office, Division of Investment Management
Washington, DC, USA


Mr. Hertzke is an Assistant Director in the Division’s Analytics Office, which supports the Division’s regulation of the investment management industry by maintaining industry monitoring and examination programs.

Prior to joining the Division, Mr. Hertzke served as an Assistant Director in the Commission’s Office of Compliance Inspections and Examinations where he spent several years developing other monitoring and examination programs. 

Mr. Hertzke has a B.S. in English from Utah State University, a J.D. from the University of Utah College of Law, and an LL.M. in Taxation from the New York University School of Law.
Jon Hertzke is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2018, Saturday, March 03, 2018, Washington, DC
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