FacultyFaculty/Author Profile
John S. Servidio

John S. Servidio

Winston & Strawn LLP

New York, NY, USA


John Servidio represents dealers and issuers in structuring corporate derivative, equity, and equity-linked capital market transactions. John also advises broker-dealers, swap dealers, asset managers, and commercial end-users regarding SEC and CFTC regulations.

His previous experience includes serving as assistant general counsel at Bank of America Merrill Lynch in New York and Chicago. He provided transactional and regulatory advice to BAML’s investment banking and capital markets businesses. John has a background in investment and commercial banking. Early in his career, he worked at a major New York-based investment bank as an associate and attorney in the legal department, and at a large Chicago-based commercial bank as an analyst in the real estate group.

Experience

  • Structured issuer equity-linked capital-raising transactions, including convertible bond offerings, bond hedge and warrant transactions, stock borrow facilities, forward stock sales with registered hedges, and equity private placements.
  • Structured common stock and convertible bond buyback programs, including accelerated share repurchase and other derivative repurchase structures, tender and exchange offers, and open-market buyback transactions.
  • Structured new convertible bond, derivative share buyback, stock acquisition/disposition programs, hedging/monetization strategies, structured notes, proprietary indices, and other equity-linked products.
  • Negotiated cleared derivative execution, securities lending, repurchase and prime brokerage agreements.
  • Negotiated ISDA Master Agreements, Credit Support Annexes, control agreements, pledge agreements and master confirmations.
  • Negotiated North American Energy Standards Board contracts, Power Purchase Agreements and other energy industry documentation.
  • Advised clients on coordinating with the CFTC, SEC and other prudential regulators to establish, maintain, and follow policies and procedures imposed under Title VII of the Dodd-Frank Act.
  • Advised clients on resolving issues relating to Securities Act, Exchange Act, Commodity Exchange Act, bankruptcy code, margin rule, and bank and broker-dealer regulation.

Activities

  • Member, Law 360 Capital Markets Editorial Advisory Board

Credentials

John received his B.S.B.A., from the University of Arizona. He earned both his J.D. and M.B.A. fromPepperdine University.

John S. Servidio is associated with the following items:
Web Segment  Web Segment Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared - Advanced Swaps & Other Derivatives 2017, Thursday, October 26, 2017
MP3 Audio  MP3 Audio Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared - Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared, Thursday, October 26, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared - Principal Issues for Consideration and Negotiation in Derivatives Documentation-Cleared and Uncleared, Thursday, October 26, 2017
On-Demand Web Programs  On-Demand Web Programs Advanced Swaps & Other Derivatives 2017, Monday, November 06, 2017, New York, NY
Live Seminar  Live Seminar Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New York, NY
Live Webcast  Live Webcast Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, New Brunswick , NJ
Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, Atlanta, GA
Advanced Swaps & Other Derivatives 2018, Tuesday, October 23, 2018, Boston, MA
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