FacultyFaculty/Author Profile

John C. Bulla

U.S. Securities and Exchange Commission
Exam Manager
New York, NY, USA


John C. Bulla, an Exam Manager in the SEC’s New York Regional Office Investment Adviser/Investment Company Examination Program, has worked at the U.S. Securities and Exchange Commission since 2003. During his tenure at the SEC, Mr. Bulla has led and supervised complex examinations of investment advisers, including hedge fund firms, as well as registered investment companies to ensure compliance with specific federal securities laws such as the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Mr. Bulla is a Certified Public Account and earned his M.S. in Accounting from St. John’s University.
John C. Bulla is associated with the following items:
Web Segment  Web Segment Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Fundamentals of Investment Adviser Regulation 2017, Wednesday, June 28, 2017
MP3 Audio  MP3 Audio Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2017, Thursday, June 29, 2017, New York, NY
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