FacultyFaculty/Author Profile
Joaquin M. Sena

Joaquin M. Sena

Bank of America
Deputy General Counsel
Legal Exec-Regulatory Inquiries & LATAM Liquidating
New York, NY, USA


Jack leads Bank of America's Regulatory Inquiries Group, which responds to regulatory inquiries that potentially present significant reputational, financial or legal risk to Bank of America Corporation and its subsidiaries, including Merrill Lynch.  He is a member of the Legal Department’s Diversity and Inclusion Business Council and serves on the board of the Adams Street Foundation, which supports the Urban Assembly School for Law and Justice in Brooklyn, New York.

Jack received a Bachelor of Science degree in Economics and in Psychology from Brown University in 1982, and a Juris Doctor degree from the University of Pennsylvania in 1985.

Prior to joining Bank of America in 2005, he served in the Securities and Exchange Commission's Division of Enforcement for twelve years, including three years as a trial lawyer and nine years as an investigative attorney.  While employed by the SEC, he also served as a Special Assistant United States Attorney in the Eastern District of Virginia, where he handled various criminal matters.

Prior to joining the SEC, Jack spent four years at a law firm practicing antitrust law, which was preceded by three years at the Federal Trade Commission's Bureau of Competition.

 

Joaquin M. Sena is associated with the following items:
Web Segment  Web Segment In-House Broker/Dealer Lawyer Roundtable - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
MP3 Audio  MP3 Audio In-House Broker/Dealer Lawyer Roundtable - In-House Broker/Dealer Lawyer Roundtable, Tuesday, October 17, 2017
Transcripts  Transcripts In-House Broker/Dealer Lawyer Roundtable - In-House Broker/Dealer Lawyer Roundtable, Tuesday, October 17, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg In-House Broker/Dealer Lawyer Roundtable - In-House Broker/Dealer Lawyer Roundtable, Tuesday, October 17, 2017
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2017, Wednesday, October 18, 2017, New York, NY
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Philadelphia, PA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Pittsburgh, PA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Mechanicsburg, PA
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, New Brunswick , NJ
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 16, 2018, Atlanta, GA
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