FacultyFaculty/Author Profile
Jennifer L. Klass

Jennifer L. Klass

Morgan,Lewis & Bockius LLP

New York, NY, USA


Jennifer L. Klass is a partner in the Investment Management Practice Group resident in the New York office of Morgan Lewis.  Jen is a skilled regulatory lawyer with expertise in investment adviser regulation and a focus on the convergence of advisory and brokerage services.  She also specializes in the transformative effect of FinTech in financial services and the development of digital investment advisory platforms (robo advisers).

Jen counsels financial services firms on a wide range of matters, including investment adviser registration; fiduciary duty and conflicts of interest; disclosure, compliance procedures and internal controls; advertising and social media; separately managed account and wrap programs. She routinely advises clients on preparing for and managing SEC examinations and enforcement defense.  Jen's clients include major investment banks, asset managers, broker-dealers, dual registrants and the sponsors of private funds, exchange-traded funds and mutual funds.

ADMISSIONS

    District of Columbia

    New York

    Pennsylvania

EDUCATION

    Lehigh University, 1992, B.A., Magna Cum Laude

    Widener University School of Law, 1997, J.D.

SECTORS

Financial Services

Technology

SERVICES

Securities & Corporate Governance

Investment Management

REGIONS

North America

Jennifer L. Klass is associated with the following items:
CHB Chapters  CHB Chapters The Evolution of Advice: Digital Investment Advisers as Fiduciaries (2016) - Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Friday, April 28, 2017
Jennifer L. Klass, Eric L. Perelman and Ezra D. Church, Regulation of Robo-Advisers (October 2017) - Investment Management Institute 2018, Thursday, March 22, 2018
Jennifer L. Klass and Eric Perelman, The Evolution of Advice: Digital Investment Advisers as Fiduciaries - Investment Management Institute 2018, Thursday, March 22, 2018
Treatise Chapters  Treatise Chapters Regulation of Robo-Advisers - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Tuesday, October 24, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Technology in the Asset Management Industry, Wednesday, May 02, 2018
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.