FacultyFaculty/Author Profile
Jennifer L. Klass

Jennifer L. Klass

Morgan,Lewis & Bockius LLP

New York, NY, USA


Jennifer L. Klass is a regulatory counseling lawyer with a broad background in investment management regulation. She advises clients on a wide range of investment advisory matters, including investment adviser registration and interpretive guidance, disclosure and internal controls, regulatory examinations, and enforcement actions. Her clients include major investment banks, investment advisers, broker-dealers, and the sponsors of private investment funds and mutual funds. Previously vice president and associate general counsel at Goldman, Sachs & Co., Jen’s practice focuses on the convergence of investment advisory and brokerage services.

Advertising and communications with the public, social media, and fiduciary duty and disclosure are among the securities regulatory areas in which Jen counsels clients. She also advises them on investment adviser registration, internal controls, compliance policies and procedures, separately managed (or wrap fee) programs, regulatory examinations and enforcement actions, interpretive guidance, and no-action requests.

While at Goldman, Sachs, Jen counseled its private wealth management and asset management businesses. She was also previously an associate at Morgan Lewis.

AWARDS AND AFFILIATIONS

Recognized in Who’s Who Legal (2016)

Listed, Investment Fund Formation and Management: Mutual Funds in The US Legal 500 (2009)

ADMISSIONS

    District of Columbia

    New York

    Pennsylvania

EDUCATION

    Lehigh University, 1992, B.A., Magna Cum Laude

    Widener University School of Law, 1997, J.D.

SECTORS

Financial Services

Technology

SERVICES

Securities & Corporate Governance

Investment Management

REGIONS

North America

Jennifer L. Klass is associated with the following items:
Web Segment  Web Segment The Advisers Act; Broker Dealer and Bank Fiduciary Requirements - Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Thursday, April 27, 2017
MP3 Audio  MP3 Audio The Advisers Act; Broker Dealer and Bank Fiduciary Requirements - The Advisers Act; Broker Dealer and Bank Fiduciary Requirements, Thursday, April 27, 2017
Transcripts  Transcripts The Advisers Act; Broker Dealer and Bank Fiduciary Requirements - The Advisers Act; Broker Dealer and Bank Fiduciary Requirements, Thursday, April 27, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Advisers Act; Broker Dealer and Bank Fiduciary Requirements - The Advisers Act; Broker Dealer and Bank Fiduciary Requirements, Thursday, April 27, 2017
On-Demand Web Programs  On-Demand Web Programs Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Friday, April 28, 2017, New York, NY
CHB Chapters  CHB Chapters The Evolution of Advice: Digital Investment Advisers as Fiduciaries (2016) - Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Friday, April 28, 2017
Treatise Chapters  Treatise Chapters Regulation of Robo-Advisers - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law, Tuesday, October 24, 2017
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
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