FacultyFaculty/Author Profile

James E. Anderson

Wilmer Cutler Pickering Hale and Dorr LLP
Washington, DC, USA

James E. Anderson, a partner at Wilmer Cutler Pickering Hale & Dorr LLP, has a general securities practice with an emphasis on investment management and broker-dealer regulatory, enforcement, and litigation matters. He advises and represents investment advisers, broker-dealers, banks, mutual funds, and other investment companies on investment adviser, investment company, and broker-dealer regulatory issues; in investigations and proceedings brought by the SEC; and in other matters involving investment and financial products. He received his B.A. from the University of Utah in 1988, and his J.D. from Brigham Young University in 1992.
James E. Anderson is associated with the following items:
Treatise Chapters  Treatise Chapters Purchase and Sales of Mutual Fund Shares - Mutual Funds and Exchange Traded Funds Regulation (Third Edition), Friday, November 16, 2018

  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

© 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.