transcript   Transcript

Investment Management

Recorded on: Feb. 27, 2018
Running Time: 01:08:02

Full Transcript:



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Taken from the Web Program Recorded February 23 - 24, 2018 in Washington
Investment Management [01:08:02]
  • Division initiatives and rulemakings
  • Interpretive developments
  • Disclosure and analytics trends
(CFE Field of Study: Fraud)

Speakers: Division of Investment Management
Dalia Blass, Director
Paul Cellupica, Deputy Director
Diane C. Blizzard, Associate Director, Rulemaking Office
Christian T. Sandoe, Assistant Director, Disclosure Review and Accounting Office
Timothy Dulaney, Senior Financial Analyst, Analytics Office
Commentators:
Hon. Richard C. Breeden
Hon. Daniel M. Gallagher
Hon. Laura S. Unger



The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Investment Management Compendium (January 1–December 1, 2017)
(s)
Dalia Blass ~ Director, Division of Investment Management, U.S. Securities and Exchange Commission
Diane C. Blizzard ~ Associate Director, Rulemaking Office, Division of Investment Management, U.S. Securities and Exchange Commission
Hon. Richard C. Breeden ~ Chairman, Breeden Capital Management, LLC
Paul Cellupica ~ U.S. Securities and Exchange Commission
Timothy Dulaney ~ Senior Financial Analyst, Analytics Office, Division of Investment Management, U.S. Securities and Exchange Commission
Hon. Daniel M. Gallagher ~ Chief Legal Officer, Mylan N.V.
Christian T. Sandoe ~ Assistant Director, Disclosure Review and Accounting Office, Division of Investment Management, U.S. Securities and Exchange Commission
Hon. Laura S. Unger ~ Independent Director and Private Consultant,
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