FacultyFaculty/Author Profile
Henry Klehm III

Henry Klehm III

Jones Day

New York, NY, USA


Henry Klehm, co-head of the Firm’s Securities Litigation & SEC Enforcement Practice, brings almost 30 years of experience at the U.S. Securities and Exchange Commission as a senior enforcement officer, a senior in-house lawyer at two global financial institutions, and a public company director. In the last ten years, Henry has acted as counsel in major corporate investigations and civil and criminal enforcement actions throughout the world. He counsels boards, corporations, and financial institutions on cross-border internal investigations, crisis management, corporate governance, and effective compliance and ethics programs, as well as legal matters related to internal control, auditing, litigation loss contingencies (ASC 450), and whistleblowers.

Recent representations include public companies, audit and special committees, financial institutions, and senior corporate officers in investigations and litigation involving disclosure, complex financial products, financial reporting, the Foreign Corrupt Practices Act, money laundering, and economic sanctions.

Prior to joining Jones Day, Henry was Deutsche Bank’s global head of compliance and Prudential Financial’s deputy general counsel for regulatory matters. He was with the SEC for ten years, serving as head of enforcement for the northeastern United States for five years, where he investigated, litigated, and supervised more than 500 enforcement actions including insider trading, financial frauds, Ponzi schemes, rogue traders, market manipulations, and investment company and advisor matters.

Since 2006, Henry has served as an independent director of RenaissanceRe Holdings, an NYSE-listed catastrophe reinsurance firm. He is currently chair of the Compensation and Governance Committee and previously chaired the audit committee.

Henry frequently lectures on cross border investigations, financial services, and corporate governance matters.

Henry Klehm III is associated with the following items:
Treatise Chapters  Treatise Chapters International Internal Investigations - International Corporate Practice: A Practitioner's Guide to Global Success, Tuesday, February 21, 2017
Answer Book Chapters  Answer Book Chapters Internal Investigations While the SEC Is Investigating; and Appendix 1A - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017
Web Segment  Web Segment SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - Broker/Dealer Regulation and Enforcement 2017, Tuesday, October 17, 2017
MP3 Audio  MP3 Audio SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers, Tuesday, October 17, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers - SEC, CFTC, DOJ and SRO Enforcement of Brokers/Dealers, Tuesday, October 17, 2017
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2017, Wednesday, October 18, 2017, New York, NY
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