Course Handbook  Course Handbook

Hedge Fund Management 2017

Publication Date: September 2017 Number of Volumes: 1
ISBN Number: 9781402429675 Page Count: 398 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Scott H. Moss and George Danenhauer, Lowenstein Sandler, Investment Management, SEC Amends Form ADV and Recordkeeping Rules (September 7, 2016) Edward S Nadel ~ Lowenstein Sandler LLP
Chapter 2: Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, OCIE Announces 2017 Examination Priorities (January 24, 2017) Edward S Nadel ~ Lowenstein Sandler LLP
Chapter 3: Scott H. Moss, Ethan L. Silver, Andrew E. Graw, Brian A. Silikovitz, George Danenhauer, and Lesley P. Adamo, Lowenstein Sandler, Investment Management, Year-End Developments and Compliance Checklists (January 26, 2017)
Chapter 4: Ethan L. Silver and Scott H. Moss, Lowenstein Sandler, Investment Management, SEC Staff Issues Guidance Update on Robo-Advisers (March 1, 2017) Edward S Nadel ~ Lowenstein Sandler LLP
Chapter 5: Staff of the Investment Adviser Regulation Office, Division of Investment Management, U.S. Securities and Exchange Commission, Regulation of Investment Advisers by the U.S. Securities and Exchange Commission (March 2013) Edward S Nadel ~ Lowenstein Sandler LLP
Chapter 6: Davis Polk, Lex et Brexit—The Law and Brexit, Issue 8 (October 24, 2016) Leor Landa ~ Davis Polk & Wardwell LLP
Chapter 7: Davis Polk, AIFMD and Brexit (July 14, 2017) Michael Sholem ~ Davis Polk & Wardwell
Chapter 8: Davis Polk, Post-Brexit Supervisory Convergence in Financial Services (July 20, 2017) Michael Sholem ~ Davis Polk & Wardwell
Chapter 9: Davis Polk, Investment Management Regulatory Update Leor Landa ~ Davis Polk & Wardwell LLP
Chapter 10: Walkers, Cayman Islands: Investment Funds (July 2017) Caroline Williams ~ Walkers
Chapter 11: Walkers, Cayman Islands: Regulation of Funds in the Cayman Islands (July 2017) Caroline Williams ~ Walkers
Chapter 12: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Investor Bulletin, SEC Pub. No. 139, Hedge Funds (February 2013) Leor Landa ~ Davis Polk & Wardwell LLP
Chapter 13: Hot Topics for Hedge Fund Managers (September 13, 2017) David J Efron ~ Partner, Schulte Roth & Zabel LLP
Chapter 14: U.S. Securities and Exchange Commission, Office of Compliance Inspections and Examinations, Examination Priorities for 2017 Leor Landa ~ Davis Polk & Wardwell LLP
Chapter 15: U.S. Securities and Exchange Commission, Investor Alert: Automated Investment Tools (May 8, 2015) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 16: Mary Jo White, Chair, U.S. Securities and Exchange Commission, Speech, Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative (March 31, 2016) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 17: CouponCabin LLC v. Savings.com, No. 2:14-CV-39-TLS, Slip Op. (N.D. Ind. Jan. 10, 2017) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 18: U.S. Securities and Exchange Commission, Investor Bulletin: Robo-Advisers (February 23, 2017) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 19: U.S. Securities and Exchange Commission, Division of Investment Management, IM Guidance Update, No. 2017-02 (February 2017) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 20: U.S. Commodity Futures Trading Commission, Press Release, CFTC Launches LabCFTC as Major FinTech Initiative (May 17, 2017) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Chapter 21: J. Christopher Giancarlo, Acting Chairman, U.S. Commodity Futures Trading Commission, Speech, Address of CFTC Acting Chairman J. Christopher Giancarlo before the New York FinTech Innovation Lab, LabCFTC: Engaging Innovators in Digital Financial Markets (May 17, 2017) Erin Ross ~ General Counsel and Chief Compliance Officer, Hitchwood Capital Management LP
Index

This Course Handbook was compiled for the program, Hedge Fund Management 2017.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Leor Landa, Davis Polk & Wardwell LLP
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