FacultyFaculty/Author Profile

Gene A. Gohlke

U.S. Securities and Exchange Commission
Associate Director, Office of Compliance Inspections and Examinations
Washington, DC, USA


GENE A. GOHLKE

Mr. Gohlke is Associate Director for Investment Company and Adviser Compliance in the Securities and Exchange Commission's Office of Compliance Inspections and Examinations. In this position, he is responsible for managing the Commission's program for the examination of registered investment companies and investment advisers. Mr. Gohlke has been a member of the Commission's staff since 1975.
 

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