FacultyFaculty/Author Profile
Gary DeWaal

Gary DeWaal

Katten Muchin Rosenman LLP

New York, NY, USA


Gary DeWaal focuses his practice on financial services regulatory matters. He counsels clients on the application of evolving regulatory requirements to existing businesses and structuring more effective compliance programs, as well as assists in defending and resolving regulatory disciplinary actions and enforcement matters. Gary also advises buy-side and sell-side clients, as well as trading facilities and clearing houses, on the developing laws and regulations related to cryptocurrencies and digital tokens.

Previously, Gary was a senior managing director and group general counsel for Newedge, where he oversaw the worldwide Legal, Compliance, Financial Crimes Prevention (including AML) and Regulatory Developments departments. He also worked for the US Commodity Futures Trading Commission's Division of Enforcement in New York. For several years, Gary taught a course in derivatives regulation as an adjunct professor at Brooklyn Law School. He currently serves as a practitioner faculty and mentor for the State University of New York Buffalo Law School’s New York City Program on Finance & Law.

Gary is frequently quoted in the media for his thoughts on the international financial services industry and has published numerous articles on futures and securities industry issues. He regularly lectures or appears as a speaker at futures and securities industry conferences or in training sessions for international regulators. Gary is the sole author and publisher of Bridging the Week, a blog addressing issues in the financial services industry.
Gary DeWaal is associated with the following items:
Web Segment  Web Segment Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies - ERISA Plans in the Financial Markets 2018, Tuesday, March 20, 2018
Cryptocurrencies and ERISA - Pension Plan Investments 2018: Current Perspectives, Friday, May 18, 2018
CHB Chapters  CHB Chapters New Financial Products and ERISA Plan Investment Compliance - ERISA Plan Investments in Financial Markets 2018: The Fundamentals, Tuesday, March 20, 2018
New Financial Products and ERISA Plan Investment Compliance - Pension Plan Investments 2018: Current Perspectives, Tuesday, May 15, 2018
MP3 Audio  MP3 Audio Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies - Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies , Tuesday, March 20, 2018
Cryptocurrencies and ERISA - Cryptocurrencies and ERISA, Friday, May 18, 2018
Transcripts  Transcripts Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies - Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies , Tuesday, March 20, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies - Case Study: New Financial Products and ERISA Plan Investment Compliance – Bitcoins and Other Virtual Currencies , Tuesday, March 20, 2018
Cryptocurrencies and ERISA - Cryptocurrencies and ERISA, Friday, May 18, 2018
On-Demand Web Programs  On-Demand Web Programs ERISA Plans in the Financial Markets 2018, Friday, March 23, 2018, New York, NY
Pension Plan Investments 2018: Current Perspectives, Tuesday, May 22, 2018, New York, NY
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