FacultyFaculty/Author Profile
G. Philip Rutledge

G. Philip Rutledge

Bybel Rutledge LLP

Lemoyne, PA, USA


Mr Rutledge is a partner of Bybel Rutledge LLP, Harrisburg, PA where his practice focuses on corporate and securities law, regulation of financial intermediaries and regulatory representation.  He is a nationally recognized expert in securities regulation and was instrumental in shaping various provisions of the Securities Markets Improvement Act of 1996, the Gramm-Leach-Bliley Financial Modernization Act of 1999 and the Sarbanes-Oxley Act of 2002. He has served as an expert witness for the Pennsylvania Office of Attorney General and has prepared expert opinions and testified as a securities expert before the U.S. Senate Permanent Subcommittee on Investigations, in FINRA arbitrations and in civil litigation.

Mr. Rutledge has taught securities regulation at Widener University School of Law, The Dickinson School of Law of the Pennsylvania State University and the FINRA Compliance Certificate Program at The Wharton School, University of Pennsylvania.  He currently holds an appointment as a Tutor, Centre for Financial and Management Studies, University of London. In 2015, he was appointed Visiting Professor in Securities Law and Regulation in the LLM Program at BPP University, London.  He routinely is a guest lecturer at the Cambridge International Symposium on Economic Crime held at Jesus College, University of Cambridge, England.

He writes extensively in his area, most recently contributing chapters on State Regulation of Broker Dealers and State Regulation of Investment Advisers for the Practising Law Institute’s  multi-volume Treatise on Broker-Dealer Regulation and Investment Adviser Regulation, respectively.  He also is the author of books on Electronic Markets and Civil and Administrative Liability under Pennsylvania Securities Law and has written chapters for The Sarbanes-Oxley Handbook, The Fiduciary, the Insider and the Conflict, and International Tracing of Assets.  His legal articles have appeared in the Banque de France Financial Stability Review, ABA Business Lawyer, Journal of European Financial Services Law, The Dickinson Journal of International Law, Journal of Financial Crime and The Company Lawyer.

Mr. Rutledge is a member of the Securities Regulation Advisory Committee for the American Law Institute and the Securities Advisory Committee of the Pennsylvania Department of Banking and Securities.  He also served on the Board of Editors of the ABA Business Lawyer.   For the past five years, he has been named in The Best Lawyers in America and, in 2015, was named “Lawyer of the Year” in Central Pennsylvania for his expertise in securities and securities regulatory matters.

He is a member of the Council of the Business Law Section of the Pennsylvania Bar Association and is Chair of its Securities Regulation Committee.  In 2009, he received the Freedom of the City of London in the Worshipful Company of Pattenmakers. In 2010, he was appointed to the Editorial Advisory Board of the Centre for Business Law, University of the Free State, in the Republic of South Africa.

G. Philip Rutledge is associated with the following items:
Treatise Chapters  Treatise Chapters State Regulation of Investment Advisers - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Friday, June 22, 2018
State Regulation of Broker-Dealers and Agents - Broker-Dealer Regulation (Second Edition), Monday, September 24, 2018
CHB Chapters  CHB Chapters State Registration of Investment Advisers - Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018
State Registration of Broker-Dealers - Fundamentals of Broker-Dealer Regulation 2018, Tuesday, July 24, 2018
Web Segment  Web Segment Who is an Investment Adviser; Regulatory Jurisdiction - Fundamentals of Investment Adviser Regulation 2018, Wednesday, June 27, 2018
An Overview of the Broker-Dealer Regulatory Framework - Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018
MP3 Audio  MP3 Audio Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Monday, July 23, 2018
Transcripts  Transcripts Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Monday, July 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 27, 2018
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Monday, July 23, 2018
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2018, Monday, July 02, 2018, New York, NY
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 30, 2018, New York, NY
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