FacultyFaculty/Author Profile
G. Philip Rutledge

G. Philip Rutledge

Bybel Rutledge LLP

Lemoyne, PA, USA


Mr Rutledge is a partner of Bybel Rutledge LLP, Harrisburg, PA where his practice focuses on corporate and securities law, regulation of financial intermediaries and regulatory representation.  He is a nationally recognized expert in securities regulation and was instrumental in shaping various provisions of the Securities Markets Improvement Act of 1996, the Gramm-Leach-Bliley Financial Modernization Act of 1999 and the Sarbanes-Oxley Act of 2002. He has served as an expert witness for the Pennsylvania Office of Attorney General and has prepared expert opinions and testified as a securities expert before the U.S. Senate Permanent Subcommittee on Investigations, in FINRA arbitrations and in civil litigation.

Mr. Rutledge has taught securities regulation at Widener University School of Law, The Dickinson School of Law of the Pennsylvania State University and the FINRA Compliance Certificate Program at The Wharton School, University of Pennsylvania.  He currently holds an appointment as a Tutor, Centre for Financial and Management Studies, University of London. In 2015, he was appointed Visiting Professor in Securities Law and Regulation in the LLM Program at BPP University, London.  He routinely is a guest lecturer at the Cambridge International Symposium on Economic Crime held at Jesus College, University of Cambridge, England.

He writes extensively in his area, most recently contributing chapters on State Regulation of Broker Dealers and State Regulation of Investment Advisers for the Practising Law Institute’s  multi-volume Treatise on Broker-Dealer Regulation and Investment Adviser Regulation, respectively.  He also is the author of books on Electronic Markets and Civil and Administrative Liability under Pennsylvania Securities Law and has written chapters for The Sarbanes-Oxley Handbook, The Fiduciary, the Insider and the Conflict, and International Tracing of Assets.  His legal articles have appeared in the Banque de France Financial Stability Review, ABA Business Lawyer, Journal of European Financial Services Law, The Dickinson Journal of International Law, Journal of Financial Crime and The Company Lawyer.

Mr. Rutledge is a member of the Securities Regulation Advisory Committee for the American Law Institute and the Securities Advisory Committee of the Pennsylvania Department of Banking and Securities.  He also served on the Board of Editors of the ABA Business Lawyer.   For the past five years, he has been named in The Best Lawyers in America and, in 2015, was named “Lawyer of the Year” in Central Pennsylvania for his expertise in securities and securities regulatory matters.

G. Philip Rutledge is associated with the following items:
CHB Chapters  CHB Chapters State Registration of Investment Advisers - Fundamentals of Investment Adviser Regulation 2017, Tuesday, June 27, 2017
State Registration of Broker-Dealers - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
Web Segment  Web Segment Who is an Investment Adviser; Regulatory Jurisdiction - Fundamentals of Investment Adviser Regulation 2017, Wednesday, June 28, 2017
An Overview of the Broker-Dealer Regulatory Framework - Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 18, 2017
MP3 Audio  MP3 Audio Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 28, 2017
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
Transcripts  Transcripts Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 28, 2017
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Who is an Investment Adviser; Regulatory Jurisdiction - Who is an Investment Adviser; Regulatory Jurisdiction, Wednesday, June 28, 2017
An Overview of the Broker-Dealer Regulatory Framework - An Overview of the Broker-Dealer Regulatory Framework, Tuesday, July 18, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2017, Thursday, June 29, 2017, New York, NY
Fundamentals of Broker-Dealer Regulation 2017, Tuesday, July 25, 2017, New York, NY
Treatise Chapters  Treatise Chapters State Regulation of Broker-Dealers and Agents - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
State Regulation of Investment Advisers - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition), Tuesday, October 24, 2017
Live Seminar  Live Seminar Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, New York, NY
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New York, NY
Live Webcast  Live Webcast Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, New York, NY
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, Philadelphia, PA
Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, Pittsburgh, PA
Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, Atlanta, GA
Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, Mechanicsburg, PA
Fundamentals of Investment Adviser Regulation 2018, Monday, June 25, 2018, New Brunswick , NJ
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Mechanicsburg, PA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, New Brunswick , NJ
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Indianapolis, IN
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Atlanta, GA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Pittsburgh, PA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Boston, MA
Fundamentals of Broker-Dealer Regulation 2018, Monday, July 23, 2018, Philadelphia, PA
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