transcript   Transcript

Enhancing Compliance Reporting Procedures and Conducting Investigations

Recorded on: Nov. 7, 2017
Running Time: 01:03:48

Full Transcript:

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Taken from the Web Program Advanced Compliance and Ethics Workshop 2017 San Francisco recorded November 2017 in San Francisco.

Enhancing Compliance Reporting Procedures and Conducting Investigations [01:03:48]
  • Helpline and investigation protocols 
  • Communicating with employees and others about reporting and investigations 
  • Best practices in conducting investigations, including maintaining independence and confidentiality 
  • When to use external resources for investigations 
  • Combatting the fear of retaliation 
  • Challenges in meting out discipline for violations 
(HRCI Credit for Human Resources Professionals)

Pamela R. Davis, Sam Pailca

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Ethics Resource Center, Encouraging Employee Reporting Through Procedural Justice (2013)
    Jacqueline E. Brevard

Presentation Material

  • Enhancing Compliance Reporting Procedures and Conducting Investigations_Power Point
    Pamela R. Davis, Sam Pailca
Pamela R. Davis ~ Orrick Herrington & Sutcliffe LLP
Sam Pailca ~ Senior Attorney, Office of Legal Compliance, Investigations, Office of the General Counsel, Microsoft Corporation
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