transcript   Transcript

Enforcement Programmes and Priorities in the U.S. and UK

Recorded on: Feb. 7, 2018
Running Time: 01:01:59

Full Transcript:

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Taken from the Web Program Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice Recorded February 2018 in London

Enforcement Programmes and Priorities in the U.S. and UK [01:01:59]

  • Investigations, charging and settlement issues in multi-country enforcement
  • Credit for self-reporting and cooperation
  • Fines, sanctions and “piling on” considerations
  • Regulatory scrutiny of independence and conduct of internal investigations
  • Individual vs. enterprise prosecutions
  • How best to achieve deterrence
  • The future of monitors

(CFE Field of Study: Fraud)

Moderator:        Andrew M. Genser
Speakers:          Therese Chambers, Alun Milford, Sandra Moser, Joseph Salama

Therese Chambers ~ Director of Strategy, Policy, International & Intelligence, Financial Conduct Authority
Andrew M Genser ~ Kirkland & Ellis LLP
Alun Milford ~ General Counsel, Serious Fraud Office
Sandra Moser ~ Acting Chief, Fraud Section, U.S. Department of Justice
Joseph Salama ~ Global Head of Litigation and Regulatory Enforcement, Deutsche Bank AG
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