transcript   Transcript

ERISA: The Fiduciary Regulation- Where Are We and What’s Next?

Recorded on: Aug. 2, 2017
Running Time: 01:30:16

Full Transcript:

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Taken from the Web Program ERISA 2017: The Evolving World recorded July/August, 2017 in New York.

ERISA: The Fiduciary Regulation- Where Are We and What’s Next? [01:30:16]
  • Best Interest Principle
  • Legal Status of the Fiduciary Regulation
  • Impact on Business Practices

Tammy Bawnik, Sarah Burt, Steven Kronheim, Christina Lee, Michael Richman

The purchase price of this segment includes the following article from the Course Handbook available online:

  • DOL Fiduciary Rule: Ready, Set, Go! But How Far? (June 7, 2017)
    Michael B. Richman
  • Conflict of Interest FAQs (Transition Period) (May 2017)
  • Temporary Enforcement Policy on Fiduciary Duty Rule
  • Conflict of Interest Exemptions FAQs
  • Conflict of Interest FAQs (Part II–Rule) (January 2017)
  • DOL Releases Guidance on Best Interest Contract and other Exemptions (October 31, 2016)
    Erin K. Cho
  • DOL Releases Second Set of FAQ Guidance on Fiduciary Rule (January 17, 2017)
    Erin K. Cho
  • IRS Announces Fiduciary Rule Excise Tax Relief (March 28, 2017)
    Erin K. Cho

Presentation Material

  • Supplementary Materials
    Steven R Kronheim
  • Supplementary Materials
    Michael B. Richman
  • Supplementary Materials
    Michael B. Richman
Tammy S Bawnik ~ Managing Director, Legal Advisory Services, UBS Financial Services Inc
Sarah L Burt ~ Vice President, Corporate Counsel, ERISA/Employee Benefits Department, Prudential Ins Co of America
Steven R Kronheim ~ Managing Director & Associate General Counsel, Institutional Relationships and Solutions, TIAA
Christina Y Lee ~ Executive Director, Morgan Stanley
Michael B Richman ~ Morgan, Lewis & Bockius LLP
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