FacultyFaculty/Author Profile
Douglas I. Koff

Douglas I. Koff

Schulte Roth & Zabel LLP

New York, NY, USA


Douglas I. Koff is a partner with Schulte Roth & Zabel, where he represents clients in high-profile civil and criminal proceedings, as well as investigative matters. Doug is best known for supervising these types of matters for financial institutions and broker-dealers as well as representing executives in the crosshairs of the government regulators and criminal authorities. Doug has been actively engaged in cases involving financial service institutions, broker-dealers and corporate executives relating to securities, derivative products and other complex financial instruments. In this regard, he has advised and defended companies and corporate executives in virtually all types of inquiries by civil and criminal authorities (as well as SROs) into business practices on Wall Street, including a wide array of matters involving the financial crisis. He has also handled major civil litigations and arbitrations involving a broad spectrum of substantive legal issues, including fraud, breach of contract, antitrust, breach of fiduciary duty, reinsurance, piercing the corporate veil, mergers and acquisitions, and money laundering, as well as federal securities law.

Doug has been recognized as a leading lawyer by Chambers USA, which noted that he is “hard working, attentive and client-focused” and “a smart, thorough litigator who is always on top of things.” Chambers also noted that he “has everything on his radar screen” and has a “remarkable ability to get along with anyone, making it his business to develop a rapport with other attorneys involved in his cases.”

Douglas I. Koff is associated with the following items:
CHB Chapters  CHB Chapters Liability for Securities Law Violations (Substantive Outline) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Schulte Roth & Zabel LLP, Alert, Salman Spawns No Sweeping Change in Insider Trading Law (December 12, 2016) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Joseph P. Vitale, NYDFS’ Revision of Proposed Cybersecurity Regulation for Financial Services Companies, Harvard Law School Forum on Corporate Governance and Financial Regulation (January 10, 2017) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Michael L. Yaeger, et al., Cyber-SARS Anti-Money Laundering and Cybersecurity Rules, The Hedge Fund Journal (January 2017) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Betty Santangelo and Melissa G.R. Goldstein, FinCEN’s Customer Due Diligence Final Rule, The Hedge Fund Journal (June 2016) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Donald J. Mosher, et al., NYDFS Issues AML/Sanctions Programs and Annual Certification Requirements for Banks, Money Transmitters and Check Cashers, Westlaw Journal, Bank & Lender Liability, Volume 22, Issue 9 (September 19, 2016) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Web Segment  Web Segment Liability for Securities Law Violations - Understanding the Securities Laws 2017, Tuesday, July 18, 2017
MP3 Audio  MP3 Audio Liability for Securities Law Violations - Liability for Securities Law Violations , Tuesday, July 18, 2017
Transcripts  Transcripts Liability for Securities Law Violations - Liability for Securities Law Violations , Tuesday, July 18, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Liability for Securities Law Violations - Liability for Securities Law Violations , Tuesday, July 18, 2017
On-Demand Web Programs  On-Demand Web Programs Understanding the Securities Laws 2017, Wednesday, July 19, 2017, New York, NY
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