FacultyFaculty/Author Profile

David Rosenfeld

U.S. Securities and Exchange Commission
Associate Director, New York Regional Office
New York, NY, USA


David Rosenfeld is Associate Director of the New York Regional Office of the U.S. Securities and Exchange Commission. As Associate Director, Mr. Rosenfeld is co-head of the Commission's Enforcement program in New York. He supervises a staff of attorneys and investigators in the investigation and prosecution of securities fraud, including cases involving accounting fraud, securities offering fraud, insider trading, the obligations of self-regulatory organizations and broker-dealer regulatory requirements. Mr. Rosenfeld has also taught securities law as an adjunct professor at Seton Hall Law School. Prior to working at the Commission, Mr. Rosenfeld was in private practice at Davis Polk & Wardwell in New York. Mr. Rosenfeld also taught at the University of Virginia, and served as a law clerk to the Honorable A. Raymond Randolph of the United States Court of Appeals for the District of Columbia Circuit. Mr. Rosenfeld graduated from Harvard Law School and received a Ph.D. from Columbia University.
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