FacultyFaculty/Author Profile

David M. Jaffe

FINRA
Regional Chief Counsel and Associate Vice President, Department of Enforcement
New York, NY, USA


David M. Jaffe is Regional Chief Counsel of FINRA's District 10 office in New York. He has been with FINRA's Department of Enforcement since 1997. Prior to joining FINRA (f.k.a. NASD), Mr. Jaffe was an attorney with the United States Commodity Futures Trading Commission (CFTC) and a Senior Assistant District Attorney in Brooklyn, New York.  Previously, he was in private practice. Mr. Jaffe graduated cum laude from St. John's University and received his JD from St. John's University School of Law.
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