transcript   Transcript

Current and Future Actions and Enforcement Priorities

Recorded on: Sep. 21, 2018
Running Time: 01:02:57

Full Transcript:



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Taken from the Web Program Insider Trading Law 2018 Recorded September 2018 in New York

Current and Future Actions and Enforcement Priorities [01:02:57]
  • What is the government’s enforcement focus in this area?
  • Discussion of recent DOJ/SEC/CFTC insider trading actions
  • How do recent court decisions affect the government’s efforts and priorities?
  • What’s coming down the pike

Panel Leader: David I. Miller
Speakers: Jason Cowley, Charles D. Riely, Manal Sultan

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Letter to the Court for Defendant-Appellant, United States v. Martoma, Dkt. No. 14-3599 (2d Cir. Jan. 6, 2017)
    David I. Miller
  • Letter to the Court for United States Attorney, United States v. Martoma, Dkt. No. 14-3599 (2d Cir. Jan. 6, 2017)
    David I. Miller
  • Letter to the Court for Defendant-Appellant, United States v. Martoma, Dkt. No. 14-3599 (2d Cir. Jan. 17, 2017)
    David I. Miller
  • Letter to the Court for United States Attorney, United States v. Martoma, Dkt. No. 14-3599 (2d Cir. Jan. 17, 2017)
    David I. Miller
  • United States v. Martoma, Dkt. No. 14-3599 (2d Cir. 2017)
    David I. Miller
  • David I. Miller and Ryan D. Nassau, Changed Landscape in Insider Trading Law: Second Circuit’s Newman Decision, New York Law Journal, Vol. 252 No. 118 (December 19, 2014)
    David I. Miller
  • David I. Miller and Nathan J. Hochman, Putting the Brakes on Newman: 3 Recent Rakoff Decisions, Law 360 (July 30, 2015)
    David I. Miller
  • David I. Miller, Nathan J. Hochman, Kenneth I. Schacter, E. Andrew Southerling and Grant R. MacQueen, Morgan, Lewis & Bockius LLP, Lawflash, The Salman Decision: The Supreme Court Weighs in on Insider Trading (December 6, 2016)
    David I. Miller
  • David I. Miller, Kenneth I. Schacter and Grant R. MacQueen, Morgan, Lewis & Bockius LLP, Lawflash, The Martoma Decision: The Second Circuit Tackles Insider Trading Post-Salman (August 24, 2017)
    David I. Miller
  • David I. Miller and Grant R. MacQueen, Martoma—The Latest Critical Insider Trading Decision, Law 360 (June 27, 2018)
    David I. Miller
(s)
Jason Cowley ~ Co-Chief, Securities and Commodities Fraud Task Force, United States Attorney's Office, Southern District of New York
David I. Miller ~ Morgan, Lewis & Bockius LLP
Charles D. Riely ~ Assistant Regional Director, US Securities and Exchange Commission
Manal Sultan ~ Deputy Director, Division of Enforcement, U.S. Commodity Futures Trading Commission
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