transcript   Transcript

Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective

Recorded on: Oct. 15, 2018
Running Time: 01:03:38

Full Transcript:



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Taken from the Web Program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018 Recorded October 2018 in New York

Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective [01:03:38]
  • SEC Oversight of Private Funds - enforcement priorities under the new Commission
  • CFTC enforcement of disruptive trading practices in the private fund space
  • Criminal perspectives and prosecutions
  • NYAG enforcement trends involving hedge funds and private equity
  • Strategies for avoiding and successfully resolving enterprise-critical investigations

Speakers: Marc P. Berger, Jason Cowley, Cynthia A. Hanawalt, Mark K. Schonfeld, Manal Sultan

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • 2018 Mid-Year Securities Enforcement Update (July 30, 2018)
    Barry R. Goldsmith
  • Compliance Reminders for Private Fund Advisers—2018 (February 14, 2018)
    Barry R. Goldsmith
  • Supreme Court Rules That SEC ALJs Were Unconstitutionally Appointed
    Barry R. Goldsmith
  • Lucia v. SEC, 585 U.S. ___ (2018)
  • Supreme Court Rules on Whistleblower Reporting to SEC
    Joan E. McKown
  • Materials from Jay M. Lippman
    Jay M. Lippman
(s)
Marc P. Berger ~ Regional Director, New York Regional Office, U.S. Securities and Exchange Commission
Jason Cowley ~ Co-Chief, Securities and Commodities Fraud Task Force, United States Attorney's Office, Southern District of New York
Cynthia A. Hanawalt ~ Chief, Investor Protection Bureau, Office of the Attorney General New York
Mark K. Schonfeld ~ Gibson, Dunn & Crutcher LLP
Manal Sultan ~ Deputy Director, Division of Enforcement, U.S. Commodity Futures Trading Commission
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