transcript   Transcript

Compliance Program Auditing, Metrics and Assessment

Recorded on: Nov. 7, 2017
Running Time: 01:02:00

Full Transcript:

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Taken from the Web Program Advanced Compliance and Ethics Workshop 2017 San Francisco recorded November 2017 in San Francisco.

Compliance Program Auditing, Metrics and Assessment [01:02:00]
  • Assessment methodologies 
  • Compliance auditing and monitoring 
  • “Deep dives” assessments 
  • Using metrics to advance your program 

Katy Collins, Alan W. Gibson

The purchase price of this segment includes the following article from the Course Handbook available online:

  • Using Data Science to Create an Early Warning and Monitoring System for Compliance Risks: A Pragmatic Approach for Legal and Compliance Professionals (August 28, 2017)
    Alan W. Gibson

Presentation Material

  • Compliance Program Auditing, Metrics and Assessment_Power Point
    Kathleen Collins, Alan W. Gibson
Kathleen Collins ~ Chief Compliance & Regulatory Counsel, ServiceLink
Alan W Gibson ~ Assistant General Counsel, Office of Legal Compliance, Microsoft
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