FacultyFaculty/Author Profile

Christopher Kelly

FINRA

Woodbridge, NJ, USA


Christopher Kelly serves as the Senior Vice President of Sales Practice Enforcement within FINRA’s Enforcement Department.  As Senior Vice President, Mr. Kelly oversees the work of the Enforcement Staff in 14 FINRA District Offices throughout the country.  He joined FINRA in 2014 and served as Chief Counsel in FINRA’s North Region until early 2018.

Prior to joining FINRA, Mr. Kelly served as Deputy Chief of the Criminal Division at the U.S. Attorney’s Office for the District of New Jersey.  In that role, Mr. Kelly supervised more than 35 Assistant U.S. Attorneys in the Office’s white-collar units, including Economic Crimes, National Security, and Cybercrime. 

Prior to his promotion to the position of Deputy Chief, Mr. Kelly served as the Chief of the Economic Crimes Unit at the U.S. Attorney’s Office, where he oversaw the Office’s prosecution of complex economic crimes, including crimes involving insider trading, securities fraud, tax evasion, corporate fraud and embezzlement.  Mr. Kelly also served as the lead prosecutor on numerous criminal prosecutions.

Mr. Kelly graduated from Duke University and Harvard Law School.  Prior to joining the U.S. Attorney’s Office, he was an associate at the law firm Dechert LLP.  Mr. Kelly also clerked for the Honorable Joseph E. Irenas, U.S. District Court Judge for the District of New Jersey.

Christopher Kelly is associated with the following items:
Web Segment  Web Segment Hot Button Enforcement Issues for Private Funds - Hedge and Private Fund Enforcement & Regulatory Developments 2018, Monday, October 15, 2018
MP3 Audio  MP3 Audio Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Monday, October 15, 2018
Transcripts  Transcripts Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Monday, October 15, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hot Button Enforcement Issues for Private Funds - Hot Button Enforcement Issues for Private Funds, Monday, October 15, 2018
On-Demand Web Programs  On-Demand Web Programs Hedge and Private Fund Enforcement & Regulatory Developments 2018, Tuesday, October 16, 2018, New York, NY
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